DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B• W••••• A•••••••• L••
LITTLETON, CO | EAGLE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B• W••••• A•••••••• L•• | Independent wealth | Jul 3, 2025 | n/a | yes | EAGLE, ID|LITTLETON, CO | Current employment |
| W••••• O••• L•• | n/a | Nov 30, 2022 | Nov 17, 2025 | no | EAGLE, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••• O••• L•• | B• W••••• A•••••••• L•• | Nov 17, 2025 | Jul 3, 2025 | -137 | Firm change after gap | Other |
| M••••• W••••• | W••••• O••• L•• | Sep 30, 2022 | Nov 30, 2022 |
| M••••• W••••• | Independent wealth | Mar 19, 2016 | Sep 30, 2022 | no | CALABASAS, CA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jun 12, 2015 | Mar 17, 2016 | no | WOODLAND HILLS, CA | Previous registration |
| A••••••• F•••••••• N•••••• A••••••• S•••••••• L•• | Former SEC adviser | Mar 25, 2014 | May 18, 2015 | no | LOS ANGELES, CA | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jun 15, 2012 | Sep 23, 2014 | no | CALABASAS, CA | Previous registration |
| Firm change |
| Other |
| S•••••••• A••••••• L•• | M••••• W••••• | Mar 17, 2016 | Mar 19, 2016 | 2 | Firm change | Other |
| A••••••• F•••••••• N•••••• A••••••• S•••••••• L•• | S•••••••• A••••••• L•• | May 18, 2015 | Jun 12, 2015 | 25 | Firm change | Other |
| S••••••••• A•••••• A•••••••• I••• | A••••••• F•••••••• N•••••• A••••••• S•••••••• L•• | Sep 23, 2014 | Mar 25, 2014 | -182 | Firm change after gap | Other |