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Advisor at NEPSIS, INC.
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEPSIS, INC. | Independent wealth | Jul 21, 2021 | n/a | yes | MINNEAPOLIS, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 24, 2021 | Jul 28, 2021 | no | LAKEVILLE, MN|RICHFIELD, MN|MINNEAPOLIS, MN | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Feb 28, 2020 | Mar 24, 2021 | no | BURNSVILLE, MN|CHICAGO, IL|RICHFIELD, MN|Wayzata, MN|Minneapolis, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | NEPSIS, INC. | Jul 28, 2021 | Jul 21, 2021 | -7 | Firm change | Ibd to RIA |
| BMO HARRIS FINANCIAL ADVISORS, INC | LPL FINANCIAL LLC | Mar 24, 2021 | Mar 24, 2021 | 0 | Bulk transfer | Ibd to ibd |