DFX Intelligence

A••••• I••••••••• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

A••••• I••••••••• C•••••• L•

CRD 326032

NEW YORK, NY

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Search this name across graphsid dfx:ria:e2d41b0c-f3d9-a1c0-04cf-789e1b94d3fe

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 2
On other graphs: 0
Observed: Apr 3, 2024 to Mar 31, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $289M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• E•••••••• H••••••• L••	LIMITED PARTNER	D	yes	03/2024	Apr 3, 2024	Sep 3, 2024
A••••• I••••••••• C••••••• L••	GENERAL PARTNER	Na	yes	02/2023	Apr 3, 2024	Sep 3, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$289M	$107M	168.7%	n/a	n/a	11	10	0	0

Relationships

Controls (9)

← H•••••••• M••••••• A••••••OwnerMEMBER, ownership code C, individual
Apr 3, 2024 to Sep 3, 2024factForm ADV
← M••••••• C••••• W••••••OwnerMANAGING MEMBER, ownership code E, individual
Apr 3, 2024 to Sep 3, 2024factForm ADV
← S••••• T••••••• O••• R••••••OwnerMANAGING MEMBER, ownership code E, individual
Apr 3, 2024 to Sep 3, 2024factForm ADV
← L••• D•••••• M•••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 3, 2024 to Sep 3, 2024fact

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$181M
Occurred
Apr 3, 2024
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2d41b0c-f3d9-a1c0-04cf-789e1b94d3fe
First observed: Apr 3, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.