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CRD 149171
GREAT NECK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ELLIOT J TURNER | n/a | STAMFORD, CT | 13 | 15 | 1 | no |
| JASON MATTHEW GILBERT | Personal Financial Specialist | GREAT NECK, NY | 5 | 17 | n/a | no |
| RYAN S KING | n/a | Rochester, MN | GREAT NECK, NY | 0 | 12 | n/a | no |
| William Brewster | Chartered Financial Analyst | GREAT NECK, NY | VERO BEACH, FL | 0 | 15 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SOUNDVIEW EQUITY PARTNERS LP | Hedge Fund | $14.9M | Apr 8, 2024 | 36 | Apr 1, 2021 | reported | 021-1749107 |
| SOUNDVIEW ASIA PARTNERS HOLDINGS LP | Private Equity Fund | $2.0M | Apr 8, 2024 | 22 | Apr 1, 2021 | reported | 021-379671 |
| SOUNDVIEW ASIA PARTNERS HOLDINGS II LP | Private Equity Fund | $1.6M | Apr 8, 2024 | 19 | Mar 30, 2023 | reported | n/a |
| SOUNDVIEW PRIVATE OPPORTUNITY FUND LP | Other Private Fund | $500,000 | Apr 8, 2024 | 7 | Apr 1, 2021 | reported | 021-318567 |
| SOUNDVIEW SINGLE STOCK SPV I, LP | Hedge Fund | $127,225 | Sep 6, 2023 | 11 | Jul 22, 2021 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GILBERT, JASON, MATTHEW | CCO, MANAGING PARTNER | D | yes | 01/2009 | Apr 1, 2021 | Apr 8, 2024 |
| TURNER, ELLIOT, J | MANAGING PARTNER | D | yes | 01/2012 | Apr 1, 2021 | Apr 8, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SOUNDVIEW EQUITY PARTNERS GP LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| GREAT NECK | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $101M | $101M | 4 | 4 | 2 | 5 | n/a |
| 2024 | Apr 11, 2025 | $107M | $107M | 3 | 3 | 0 | 5 | n/a |
| 2023 | Mar 15, 2024 | $90.8M | $90.8M | 3 | 3 | 1 | 4 | $19.0M |
| 2022 | Mar 30, 2023 | $74.9M | $74.9M | 3 | 3 | 1 | 5 | $16.5M |
| 2021 | Mar 4, 2022 | $116M | $116M | 3 | 3 | 1 | 4 | $25.0M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $101M | $107M | -5.8% | $74.9M | 10.5% | 4 | 3 | 2 | 0 |