DFX Intelligence

C•••••• W••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

C•••••• W••••••• P••••••

Advisor at S•••••••• W••••• M•••••••••

GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:e2e6d8cc-8bf0-b658-0f17-7a6ba3c48b0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• M•••••••••	Independent wealth	Feb 2, 2026	n/a	yes	GLEN ALLEN, VA	Current employment
I••••••• F••	Independent wealth	Nov 17, 2025	Feb 2, 2026	no	BOISE, ID\|Glen Allen, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• F••	S•••••••• W••••• M•••••••••	Feb 2, 2026	Feb 2, 2026	0	Firm change	RIA to new firm
N••••••••• M••••• I••••••••• S•••••••••	I••••••• F••	Sep 14, 2016	Nov 17, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
159301:338410:VA:2026-02-02	Feb 2, 2026	Feb 2, 2026	GLEN ALLEN, VA	Firm change

Relationships

Registered with (3)

→ S•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ I••••••• F••Registered adviserregistration: previous registration
Nov 17, 2025 to Feb 2, 2026factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
May 8, 2006 to Sep 14, 2016factForm ADV

Dated events

Occurred
Feb 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2e6d8cc-8bf0-b658-0f17-7a6ba3c48b0c
First observed: May 8, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.