DFX Intelligence

T•••••• M••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

T•••••• M••••• R•••••

Advisor at U•••• S•••••••• A•••••••

BLUE ASH, OH

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Search this name across graphsid dfx:ria:e2ed21b1-6c51-0038-b915-02ea52bda731

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•••• S•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 28, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•••• S•••••••• A•••••••	Independent wealth	Apr 7, 2026	n/a	yes	BLUE ASH, OH	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Nov 22, 2005	Apr 2, 2026	no	Blue Ash, OH\|Blue Ash, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	U•••• S•••••••• A•••••••	Apr 2, 2026	Apr 7, 2026	5	Firm change	Ibd to new firm
A•••••• I•••	R•••••• J•••• • A••••••••• I•••	Dec 8, 2005	Nov 22, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:340640:OH:2026-04-02	Apr 2, 2026	Apr 7, 2026	BLUE ASH, OH	Firm change

Relationships

Registered with (3)

→ U•••• S•••••••• A•••••••Registered adviserregistration: current employment
Apr 7, 2026 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Nov 22, 2005 to Apr 2, 2026factForm ADV
→ A•••••• I•••Registered adviserregistration: previous registration
Mar 16, 2001 to Dec 8, 2005factForm ADV

Dated events

Occurred
Apr 2, 2026
Advisor changed firm
T•••••• M••••• R••••• left R•••••• J•••• • A••••••••• I••• for U•••• S•••••••• A••••••• (registered 2026-04-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2ed21b1-6c51-0038-b915-02ea52bda731
First observed: Mar 16, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.