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Advisor at SANCTUARY ADVISORS, LLC
MIAMI, FL | McAllen, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | Jun 14, 2021 | n/a | yes | MIAMI, FL|McAllen, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 24, 2014 | Jun 17, 2021 | no | MCALLEN, TX|EL PASO, TX|SAN ANTONIO, TX|SAN ANTONIO, TX|AUSTIN, TX|SAN ANTONIO, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Dec 2, 2014 | no | MCALLEN, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Mar 16, 2011 | Oct 1, 2012 | no | MCALLEN, TX|MCALLEN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | SANCTUARY ADVISORS, LLC | Jun 17, 2021 | Jun 14, 2021 | -3 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Dec 2, 2014 | Nov 24, 2014 | -8 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:226606:TX:2021-06-17 | Jun 17, 2021 | Jun 14, 2021 | SAN ANTONIO, TX | Firm change |