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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

SHARON KAYE ADAMS

Advisor at B.B. GRAHAM & COMPANY, INC.

WARRENVILLE, IL | ORANGE, CA

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Search this name across graphsid dfx:ria:e302e9a8-6095-ec13-e759-4c0258b4b0f7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 5, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B.B. GRAHAM & COMPANY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Nov 26, 1985
First registration: Mar 5, 1999
Dual registered: yes, broker-dealer
Other names: SHARON KAYE ADAMS|Sharon K Adams
IAPD individual key: 1180907

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B.B. GRAHAM & COMPANY, INC.	Independent wealth	Mar 4, 2025	n/a	yes	WARRENVILLE, IL\|ORANGE, CA	Current employment
L.M. KOHN & COMPANY	Former SEC adviser	Nov 20, 2023	Mar 4, 2025	no	Warronville, IL\|CINCINNATI, OH\|Warrenville, IL\|CINCINNATI, OH	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Mar 31, 2010	Nov 29, 2023	no	ORANGE, CA\|WARRENVILLE, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 5, 1999	Apr 7, 2010	no	NAPERVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L.M. KOHN & COMPANY	B.B. GRAHAM & COMPANY, INC.	Mar 4, 2025	Mar 4, 2025	0	Firm change	RIA to RIA
CROWN CAPITAL SECURITIES, L.P.	L.M. KOHN & COMPANY	Nov 29, 2023	Nov 20, 2023	-9	Firm change	Ibd to RIA
LPL FINANCIAL LLC	CROWN CAPITAL SECURITIES, L.P.	Apr 7, 2010	Mar 31, 2010	-7	Firm change	Other

Relationships

Registered with (4)

→ B.B. GRAHAM & COMPANY, INC.Registered adviserregistration: current employment
Mar 4, 2025 to presentfactForm ADV
→ L.M. KOHN & COMPANYRegistered adviserregistration: previous registration
Nov 20, 2023 to Mar 4, 2025factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Mar 31, 2010 to Nov 29, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 5, 1999 to Apr 7, 2010factForm ADV

Dated events

Occurred
Mar 4, 2025
Advisor changed firm
Sharon Kaye Adams left L.M. Kohn & Company for B.B. Graham & Company, Inc. (registered 2025-03-04)
Form ADVobserved 5 days ago
Occurred
Nov 29, 2023
Advisor changed firm
Sharon Kaye Adams left Crown Capital Securities, L.P. for L.M. Kohn & Company (registered 2023-11-20)
Form ADVobserved 5 days ago