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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

Scott Conway

Advisor at TOWNSEND

WESTMINSTER, CO

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Search this name across graphsid dfx:ria:e306ccb0-9786-c54e-4b80-b80b8d438ae9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TOWNSEND
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 3, 1989
First registration: Sep 19, 2001
Dual registered: yes, broker-dealer
Other names: SCOTT ALAN CONWAY|SCOTT CONWAY
IAPD individual key: 1984087

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Townsend	Independent wealth	Aug 14, 2026	n/a	yes	WESTMINSTER, CO	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 18, 2007	Dec 26, 2013	no	BOULDER, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 25, 2006	Sep 13, 2007	no	LAKEWOOD, CO	Previous registration
ARVEST WEALTH MANAGEMENT	Independent wealth	Dec 12, 2002	Jun 20, 2005	no	BARTLESVILLE, OK	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 19, 2001	Nov 21, 2002	no	BARTLESVILLE, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	Townsend	Dec 26, 2013	Aug 14, 2026	4,614	Firm change after gap	Wirehouse to RIA
EQUITABLE ADVISORS, LLC	UBS FINANCIAL SERVICES INC.	Sep 13, 2007	Sep 18, 2007	5	Firm change	Ibd to wirehouse
ARVEST WEALTH MANAGEMENT	EQUITABLE ADVISORS, LLC	Jun 20, 2005	Jul 25, 2006	400	Firm change	Other
MORGAN STANLEY DW INC.	ARVEST WEALTH MANAGEMENT	Nov 21, 2002	Dec 12, 2002	21	Firm change	Other

Relationships

Registered with (5)

→ TOWNSENDRegistered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 18, 2007 to Dec 26, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 25, 2006 to Sep 13, 2007factForm ADV
→ ARVEST WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 12, 2002 to Jun 20, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 19, 2001 to Nov 21, 2002factForm ADV

Dated events

No dated event names this entity yet.