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RIA / WealthAdvisor30 years in industry

ROBERT HAROLD SOWDER

Advisor at CLG LLC

Torrance, CA | LONG BEACH, CA

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Search this name across graphsid dfx:ria:e307e14b-7213-68b9-e379-4d6357ed1234

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CLG LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 2, 1996
First registration: Feb 11, 2002
Dual registered: no
IAPD individual key: 2762763

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CLG LLC	Independent wealth	Sep 13, 2023	n/a	yes	LONG BEACH, CA\|Torrance, CA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Dec 31, 2023	no	TORRANCE, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Dec 8, 2017	Jun 29, 2023	no	TORRANCE, CA\|LAKEWOOD, CA\|TORRANCE, CA\|LAKEWOOD, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Nov 14, 2017	Nov 14, 2017	no	TORRANCE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 26, 2002	Dec 18, 2017	no	AGOURA HILLS, CA\|LAKEWOOD, CA\|LAKEWOOD, CA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Feb 11, 2002	Aug 28, 2002	no	ENCINO , CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	CLG LLC	Dec 31, 2023	Sep 13, 2023	-109	Firm change after gap	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	CETERA ADVISOR NETWORKS LLC	Dec 18, 2017	Nov 14, 2017	-34	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	LPL FINANCIAL LLC	Aug 28, 2002	Aug 26, 2002	-2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:282605:CA:2023-12-31	Dec 31, 2023	Sep 13, 2023	TORRANCE, CA	Firm change after gap

Relationships

Registered with (5)

→ CLG LLCRegistered adviserregistration: current employment
Sep 13, 2023 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Dec 31, 2023factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Dec 8, 2017 to Jun 29, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 26, 2002 to Dec 18, 2017factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Feb 11, 2002 to Aug 28, 2002factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Robert Harold Sowder left Cetera Investment Advisers Llc for Clg Llc (registered 2023-09-13)
Form ADVobserved 4 days ago