DFX Intelligence

C•••••• A••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant14 years in industry

C•••••• A••••• A••••••

Advisor at O•••••• C••••••• I••

MILWAUKEE, WI

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Search this name across graphsid dfx:ria:e308c82f-c82b-c3c7-ec92-1d746739bb61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• C••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 14, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• C••••••• I••	Independent wealth	Jan 26, 2023	n/a	yes	MILWAUKEE, WI	Current employment
J•••••• W••••• I•••	Mixed wealth	May 16, 2016	Nov 15, 2022	no	MILWAUKEE, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••• W••••• I•••	O•••••• C••••••• I••	Nov 15, 2022	Jan 26, 2023	72	Firm change	RIA to RIA
C••••• G••• I•••	J•••••• W••••• I•••	Jun 2, 2016	May 16, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
125557:109993:WI:2022-11-15	Nov 15, 2022	Jan 26, 2023	MILWAUKEE, WI	Firm change
45309:125557:WI:2016-06-02	Jun 2, 2016	May 16, 2016	MILWAUKEE, WI	Firm change

Relationships

Registered with (4)

→ O•••••• C••••••• I••Registered adviserregistration: current employment
Jan 26, 2023 to presentfactForm ADV
→ J•••••• W••••• I•••Registered adviserregistration: previous registration
May 16, 2016 to Nov 15, 2022factForm ADV
→ C••••• G••• I•••Registered adviserregistration: previous registration
Jun 23, 2015 to Jun 2, 2016factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Occurred
Nov 15, 2022
Advisor changed firm
C•••••• A••••• A•••••• left J•••••• W••••• I••• for O•••••• C••••••• I•• (registered 2023-01-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e308c82f-c82b-c3c7-ec92-1d746739bb61
First observed: Apr 25, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.