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CRD 283218
HONG KONG
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CAO, JIAQI, (NMN) | Director | Na | yes | 11/2019 | Nov 18, 2019 | Mar 31, 2021 |
| Du, Haitao | DIRECTOR, CHAIRPERSON | Na | yes | 11/2015 | May 18, 2016 | Mar 31, 2021 |
| HUANG, WENHUA, (NMN) | FINANCE DIRECTOR | Na | yes | 03/2019 | Mar 31, 2021 | Mar 31, 2021 |
| ICBC CREDIT SUISSE ASSET MANAGEMENT COMPANY LIMITED | SOLE SHAREHOLDER | E | yes | 07/2011 | May 18, 2016 | Mar 31, 2021 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Shareholder | E | yes | 07/2011 | May 18, 2016 | Mar 31, 2021 |
| LI, JUN, (NMN) | Director | Na | yes | 02/2021 | Mar 5, 2021 | Mar 31, 2021 |
| MA, LUAN, (NMN) | DEPUTY CHIEF EXECUTIVE OFFICER | Na | yes | 12/2018 | Jan 2, 2019 | Mar 31, 2021 |
| PENG, SHULIN, (NMN) | DIRECTOR, CHIEF EXECUTIVE OFFICER | Na | yes | 03/2020 | Mar 30, 2020 | Mar 31, 2021 |
| WANG, YANG, (NMN) | DIRECTOR, DEPUTY CHIEF EXECUTIVE OFFICER | Na | yes | 12/2019 | Jan 14, 2020 | Mar 31, 2021 |
| YANG, XUE, (NMN) | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2019 | Jul 26, 2019 | Mar 31, 2021 |
| MINISTRY OF FINANCE OF THE PEOPLE'S REPUBLIC OF CHINA | Shareholder | C | no | 07/2011 | May 18, 2016 | Mar 31, 2021 |
| THE STATE COUNCIL OF THE PEOPLE'S REPUBLIC OF CHINA | SOLE CONTROLLING ENTITY | E | no | 07/2011 | May 18, 2016 | Mar 31, 2021 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ICBC CREDIT SUISSE ASSET MANAGEMENT COMPANY LIMITED | n/a | n/a | n/a | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Mar 31, 2021 | $1.0B | $1.0B | 23 | 6 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $2.2B | $2.2B | 27 | 6 | 0 | n/a | n/a |
| 2018 | Mar 30, 2019 | $2.1B | $2.1B | 28 | 7 | 0 | n/a | n/a |
| 2017 | Mar 27, 2018 | $2.1B | $2.1B | 28 | 7 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $1.8B | $1.8B | 24 | 6 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $1.0B | $2.2B | -52.2% | $2.1B | -20.6% | 23 | 27 | 0 | 0 |