This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NBT CAPITAL MANAGEMENT, INC.

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Current registrations

2

Registered states

2

Exams

S63|S65

First exam

Feb 3, 2021

Dual registered

yes, broker-dealer

Other names

JOHN C KARADENES|JOHN KARADENES

IAPD individual key

2674451

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e30f8681-bbcf-0fb0-df8f-abffc9f4138e

First observed

Sep 1, 2000

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.