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CRD 304498
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AVENUE CONTROLE | Shareholder | E | yes | 08/2021 | Sep 17, 2021 | Jan 2, 2024 |
| AVENUE HOLDING CAYMAN LTD | Shareholder | E | yes | 08/2021 | Sep 10, 2021 | Jan 2, 2024 |
| AVENUE HOLDINGS INC. | Member | E | yes | 05/2019 | Jul 24, 2019 | Jan 2, 2024 |
| Lee, Roberto, Llopis | Shareholder | E | yes | 12/2017 | Jul 24, 2019 | Jan 2, 2024 |
| Lee, Roberto, Llopis | CHIEF EXECUTIVE OFFICER | Na | yes | 05/2019 | Jul 24, 2019 | Jan 2, 2024 |
| ITB HOLDING BRASIL PART. LTDA. | Shareholder | C | no | 11/2023 | Dec 22, 2023 | Jan 2, 2024 |
| RAMOS, OLGA, ENID | CHIEF COMPLIANCE OFFICER | Na | no | 05/2021 | Jun 3, 2021 | Jan 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| AVENUE CASH LLC | n/a | n/a | n/a | N | yes | n/a |
| AVENUE SECURITIES DTVM | n/a | n/a | n/a | Y | yes | n/a |
| AVENUE SECURITIES LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 3, 2023 | $7.8M | $7.8M | 10 | 1 | 0 | n/a | n/a |
| 2021 | Mar 23, 2022 | $1.6M | $1.6M | 8 | 1 | 0 | n/a | n/a |
| 2020 | Feb 25, 2021 | n/a | n/a | 3 | 1 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | n/a | n/a | 3 | 1 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $7.8M | $1.6M | 400.7% | n/a | n/a | 10 | 8 | 0 | 0 |