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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BREAKWATER MANAGEMENT, LP

CRD 170036

CENTURY CITY, CA

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Search this name across graphsid dfx:ria:e3185e77-c9fb-07b3-822c-d185d3d1fd4b

Data as of Apr 26, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 3
Observed: Mar 6, 2019 to Apr 26, 2023
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Breakwater Management, LP

Private equity manager · shared crd

Independent Sponsorsidentity

Breakwater Management, LP

Capital provider to sponsors · shared crd

Private Creditidentity

BREAKWATER MANAGEMENT, LP

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $169MItem 5.F on the latest filing (2023-04-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $169M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 10
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $156Mgross asset value as reported per fund; never fund size
SEC number: 801-114953
CRD: 170036
Filings on the tape: 9
First filed: Mar 6, 2019
Latest filed: Apr 26, 2023
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BREAKWATER CREDIT OPPORTUNITIES FUND II LP	Other Private Fund	$89.7M	Mar 5, 2024	23	Mar 6, 2019	reported	021-309051
BREAKWATER MATCON LP	Private Equity Fund	$26.3M	Apr 6, 2022	4	Mar 28, 2022	reported	n/a
BREAKWATER CREDIT OPPORTUNITIES FUND III LP	Other Private Fund	$22.8M	Mar 5, 2024	8	Mar 28, 2022	reported	021-396644
BCOF SIDECAR 2015, LP	Other Private Fund	$12.7M	Mar 5, 2024	71	Mar 6, 2019	reported	n/a
BREAKWATER CREDIT OPPORTUNITIES FUND LP	Other Private Fund	$8.7M	Mar 5, 2024	76	Mar 6, 2019	reported	021-248546
BREAKWATER MULTIVIT HOLDINGS LLC	Other Private Fund	$0	Apr 22, 2021	4	Mar 4, 2020	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BECKMAN, ERIC, BLAIR	MANAGING PARTNER	D	yes	10/2014	Mar 6, 2019	Apr 26, 2023
ESTATE OF SAIF MANSOUR	ESTATE OF SAIF MANSOUR	D	yes	01/2007	Mar 28, 2022	Apr 26, 2023
KACZOROWSKI, JOSEPH, CHARLES	PARTNER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	08/2017	Mar 6, 2019	Apr 26, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BREAKWATER CREDIT OPPORTUNITIES FUND II GP LP	n/a	n/a	n/a	Y	yes	n/a
BREAKWATER CREDIT OPPORTUNITIES FUND III GP LP	n/a	n/a	n/a	Y	yes	n/a
BREAKWATER INVESTMENT MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2022	Mar 27, 2023	$169M	$169M	8	6	4	$156M
2021	Mar 28, 2022	$279M	$279M	8	5	5	$250M
2020	Mar 22, 2021	$210M	$210M	10	6	4	$199M
2019	Mar 4, 2020	$229M	$229M	11	7	4	$209M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$169M	$279M	-39.4%	$229M	-9.5%	8	8	0	0

Relationships

Advises (6)

→ BREAKWATER CREDIT OPPORTUNITIES FUND II LPPrivate fundOther Private Fund, ERA
Mar 6, 2019 to presentfactForm ADV
→ BREAKWATER CREDIT OPPORTUNITIES FUND III LPPrivate fundOther Private Fund, ERA
Mar 28, 2022 to presentfactForm ADV
→ BCOF SIDECAR 2015, LPPrivate fundOther Private Fund, ERA
Mar 6, 2019 to presentfactForm ADV
→ BREAKWATER CREDIT OPPORTUNITIES FUND LPPrivate fundOther Private Fund, ERA
Mar 6, 2019 to presentfactForm ADV
→ BREAKWATER MATCON LPPrivate fundPrivate Equity Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ BREAKWATER MULTIVIT HOLDINGS LLCPrivate fundOther Private Fund, IA, no longer reported
Mar 4, 2020 to Apr 22, 2021factForm ADV

Controls (3)

← BECKMAN, ERIC, BLAIROwnerMANAGING PARTNER, ownership code D, individual
Mar 6, 2019 to presentfactForm ADV
← KACZOROWSKI, JOSEPH, CHARLESOwnerPARTNER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 6, 2019 to presentfactForm ADV
← ESTATE OF SAIF MANSOUROwnerESTATE OF SAIF MANSOUR, ownership code D, domestic entity
Mar 28, 2022 to presentfactForm ADV

Dated events

Occurred
Mar 27, 2023
Regulatory AUM changed
Breakwater Management, Lp reported RAUM $169.2M, down 39% from $279.4M (2022-04-06 to 2023-03-27)
Form ADVobserved 5 days ago
$-110M
Occurred
Mar 28, 2022
Control person left
M Saif Mansour (Managing Partner) no longer on Schedule A of Breakwater Management, Lp (listed 2021-04-22, absent 2022-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 6, 2019
First Form ADV filing
Breakwater Management, Lp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3185e77-c9fb-07b3-822c-d185d3d1fd4b
First observed: Mar 6, 2019
Last observed: Apr 26, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BREAKWATER MANAGEMENT, LP

CRD 170036

CENTURY CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3185e77-c9fb-07b3-822c-d185d3d1fd4b

Data as of Apr 26, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BREAKWATER CREDIT OPPORTUNITIES FUND II LP

Other Private Fund

$89.7M

Mar 5, 2024

Mar 6, 2019

reported

021-309051

BREAKWATER MATCON LP

Private Equity Fund

$26.3M

Apr 6, 2022

Mar 28, 2022

reported

n/a

BREAKWATER CREDIT OPPORTUNITIES FUND III LP

Other Private Fund

$22.8M

Mar 5, 2024

Mar 28, 2022

reported

021-396644

BCOF SIDECAR 2015, LP

Other Private Fund

$12.7M

Mar 5, 2024

Mar 6, 2019

reported

n/a

BREAKWATER CREDIT OPPORTUNITIES FUND LP

Other Private Fund

$8.7M

Mar 5, 2024

Mar 6, 2019

reported

021-248546

BREAKWATER MULTIVIT HOLDINGS LLC

Other Private Fund

Apr 22, 2021

Mar 4, 2020

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BECKMAN, ERIC, BLAIR

MANAGING PARTNER

yes

10/2014

Mar 6, 2019

Apr 26, 2023

ESTATE OF SAIF MANSOUR

yes

01/2007

Mar 28, 2022

Apr 26, 2023

KACZOROWSKI, JOSEPH, CHARLES

PARTNER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER

yes

08/2017

Mar 6, 2019

Apr 26, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BREAKWATER CREDIT OPPORTUNITIES FUND II GP LP

n/a

yes

n/a

BREAKWATER CREDIT OPPORTUNITIES FUND III GP LP

n/a

yes

n/a

BREAKWATER INVESTMENT MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 27, 2023

$169M

$156M

2021

Mar 28, 2022

$279M

$250M

2020

Mar 22, 2021

$210M

$199M

2019

Mar 4, 2020

$229M

$209M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$169M

$279M

-39.4%

$229M

-9.5%