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RIA / WealthAdvisorCertified Financial Planner27 years in industry

JAMES MICHAEL MITCHELL

Advisor at VOYA FINANCIAL ADVISORS, INC.

Boston, MA

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Search this name across graphsid dfx:ria:e3192008-79f7-a012-3a37-aead5bb4bfe3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Mar 4, 1999
First registration: Jun 20, 2005
Dual registered: no
Other names: JIM MITCHELL
IAPD individual key: 3176001

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 4, 2026	n/a	yes	Boston, MA	Current employment
BRIGHTPLAN LLC	No RAUM reported	Aug 24, 2021	Mar 6, 2026	no	Milford, NH\|SAN JOSE, CA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Aug 29, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 20, 2005	Jul 13, 2018	no	MERRIMACK, NH\|SMITHFIELD, RI\|MERRIMACK, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BRIGHTPLAN LLC	VOYA FINANCIAL ADVISORS, INC.	Mar 6, 2026	Mar 4, 2026	-2	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	BRIGHTPLAN LLC	Aug 29, 2018	Aug 24, 2021	1,091	Firm change after gap	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (4)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Mar 4, 2026 to presentfactForm ADV
→ BRIGHTPLAN LLCRegistered adviserregistration: previous registration
Aug 24, 2021 to Mar 6, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Aug 29, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 20, 2005 to Jul 13, 2018factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
James Michael Mitchell left Brightplan Llc for Voya Financial Advisors, Inc. (registered 2026-03-04)
Form ADVobserved 5 days ago