R•••• A•••••••

Advisor at E••••• J••••

FRISCO, TX

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Search this name across graphsid dfx:ria:e319f0ba-295f-812a-7419-9ab88e7948f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Dec 7, 2022	n/a	yes	FRISCO, TX	Current employment
A••••••••• L•••	Other adviser	Aug 22, 2022	Aug 25, 2022	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	E••••• J••••	Aug 25, 2022	Dec 7, 2022	104	Firm change	Other

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: current employment
Dec 7, 2022 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Aug 22, 2022 to Aug 25, 2022factForm ADV

Dated events

Occurred
Aug 25, 2022
Advisor changed firm
R•••• A••••••• left A••••••••• L••• for E••••• J•••• (registered 2022-12-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e319f0ba-295f-812a-7419-9ab88e7948f8
First observed: Aug 22, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.