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Advisor at RBC CAPITAL MARKETS, LLC
York, PA | LANCASTER, PA | YORK, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jul 11, 2008 | n/a | yes | LANCASTER, PA|YORK, PA|York, PA | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jan 1, 2004 | Jul 22, 2008 | no | YORK, PA|YORK, PA | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Jul 3, 2003 | Jan 1, 2004 | no | YORK, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | RBC CAPITAL MARKETS, LLC | Jul 22, 2008 | Jul 11, 2008 | -11 | Firm change | Other |
| J.J.B. HILLIARD, W.L. LYONS, LLC | PNC WEALTH MANAGEMENT | Jan 1, 2004 | Jan 1, 2004 | 0 | Bulk transfer | Other |