DFX Intelligence

G••• J••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

G••• J••• H•••••••••

Advisor at K•• I••••••••• S••••••• L••

••• Locked

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Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2001 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• I••••••••• S••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Jan 3, 2006	n/a	yes	BROOKLYN, OH\|Bellevue, WA\|Gig Harbor, WA\|Lakewood, WA\|New Castle, WA\|Seattle, WA	Current employment
K•••••• C•••••• M•••••• I•••	n/a	Aug 6, 2004	Dec 31, 2005	no

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• C•••••• M•••••• I•••	K•• I••••••••• S••••••• L••	Dec 31, 2005	Jan 3, 2006	3	Bulk transfer	Other
M••••• S•••••• D• I•••	K•••••• C•••••• M•••••• I•••	Aug 6, 2004	Aug 6, 2004

Relationships

Registered with (3)

→ K•• I••••••••• S••••••• L••Registered adviserregistration: current employment
Jan 3, 2006 to presentfactForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviserregistration: previous registration
Aug 6, 2004 to Dec 31, 2005factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Oct 12, 2001 to Aug 6, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 12, 2001
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.