DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SAGEOAK FINANCIAL, LLC

CRD 166927

TULSA, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3407925-918e-81e2-b6c1-d000bc248a2f

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Nov 11, 2021 to Jul 14, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $175MItem 5.F on the latest filing (2026-07-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $175M
Private client RAUM: $172MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $43.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 690
Individual clients: 212
High net worth clients: 51
Custody, client assets: $80.3M
SEC number: 801-122855
CRD: 166927
Filings on the tape: 12
First filed: Nov 11, 2021
Latest filed: Jul 14, 2026
Organised: Limited Liability Company, OK

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TYLER ALLEN GRAY	Certified Financial Planner	TULSA, OK	13	14	n/a	no
Steven Wayne Ellis	Certified Financial Planner	TULSA, OK	4	32	4	no
Fielding Lyle Elseman	n/a	TULSA, OK	0	12	n/a	no
Timothy Scott Powell	n/a	Tulsa, OK \| TULSA, OK	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Ellis, Steven, Wayne	PRINCIPAL & FINANCIAL ADVISOR	C	yes	01/2022	Mar 24, 2022	Sep 27, 2024
GRAY, TYLER, ALLEN	MANAGING DIRECTOR, FINANCIAL ADVISOR, CHIEF COMPLIANCE OFFICER	B	yes	01/2013	Nov 11, 2021	Sep 27, 2024
RICKNER, STAN, RAY	PRESIDENT & FINANCIAL ADVISOR	C	yes	01/2022	Mar 24, 2022	Sep 27, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
OKLAHOMA CITY	Ok	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$175M	$175M	3	3	1	n/a	n/a
2024	Feb 24, 2025	$144M	$144M	3	3	1	n/a	n/a
2023	Mar 14, 2024	$129M	$129M	3	3	0	n/a	n/a
2022	Mar 28, 2023	$107M	$107M	3	3	0	n/a	n/a
2021	Mar 24, 2022	$114M	$114M	3	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$175M	$144M	21.5%	$107M	17.9%	3	3	1	1

Relationships

Registered with (5)

← Timothy Scott PowellAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Fielding Lyle ElsemanAdvisorregistration: current employment
Oct 29, 2025 to presentfactForm ADV
← Steven Wayne EllisAdvisorregistration: current employment
Oct 4, 2021 to presentfactForm ADV
← TYLER ALLEN GRAYAdvisorregistration: current employment
Mar 22, 2013 to presentfactForm ADV
← BROOKLYN HANNAH BROCKAdvisorregistration: previous registration
Sep 24, 2018 to Jan 7, 2021factForm ADV

Controls (3)

← Ellis, Steven, WayneOwnerPRINCIPAL & FINANCIAL ADVISOR, ownership code C, individual
Mar 24, 2022 to Sep 27, 2024factForm ADV
← RICKNER, STAN, RAYOwnerPRESIDENT & FINANCIAL ADVISOR, ownership code C, individual
Mar 24, 2022 to Sep 27, 2024factForm ADV
← GRAY, TYLER, ALLENOwnerMANAGING DIRECTOR, FINANCIAL ADVISOR, CHIEF COMPLIANCE OFFICER, ownership code B, individual
Nov 11, 2021 to Sep 27, 2024factForm ADV

Dated events

Occurred
Mar 24, 2022
Control person joined
Wayne Steven Ellis (Principal & Financial Advisor) appeared on Schedule A of Sageoak Financial, Llc
Form ADVobserved 4 days ago
Occurred
Mar 24, 2022
Control person joined
Ray Stan Rickner (President & Financial Advisor) appeared on Schedule A of Sageoak Financial, Llc
Form ADVobserved 4 days ago
Occurred
Nov 11, 2021
First Form ADV filing
Sageoak Financial, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3407925-918e-81e2-b6c1-d000bc248a2f
First observed: Nov 11, 2021
Last observed: Jul 14, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAGEOAK FINANCIAL, LLC

CRD 166927

TULSA, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3407925-918e-81e2-b6c1-d000bc248a2f

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TYLER ALLEN GRAY

Certified Financial Planner

TULSA, OK

n/a

Steven Wayne Ellis

Certified Financial Planner

TULSA, OK

Fielding Lyle Elseman

n/a

TULSA, OK

n/a

Timothy Scott Powell

n/a

Tulsa, OK | TULSA, OK

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Ellis, Steven, Wayne

PRINCIPAL & FINANCIAL ADVISOR

yes

01/2022

Mar 24, 2022

Sep 27, 2024

GRAY, TYLER, ALLEN

MANAGING DIRECTOR, FINANCIAL ADVISOR, CHIEF COMPLIANCE OFFICER

yes

01/2013

Nov 11, 2021

Sep 27, 2024

RICKNER, STAN, RAY

PRESIDENT & FINANCIAL ADVISOR

yes

01/2022

Mar 24, 2022

Sep 27, 2024

City

State

Country

Employees

Also broker-dealer

OKLAHOMA CITY

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$175M

n/a

2024

Feb 24, 2025

$144M

n/a

2023

Mar 14, 2024

$129M

n/a

2022

Mar 28, 2023

$107M

n/a

2021

Mar 24, 2022

$114M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$175M

$144M

21.5%

$107M

17.9%