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Advisor at WELLS FARGO ADVISORS
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 10, 2011 | n/a | yes | RALEIGH, NC | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Sep 22, 2005 | Jan 7, 2011 | no | PALO ALTO, CA|PALO ALTO, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 4, 2004 | Jul 11, 2005 | no | OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 7, 2011 | Jan 10, 2011 | 3 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | WELLS FARGO INVESTMENTS, LLC | Jul 11, 2005 | Sep 22, 2005 | 73 | Firm change | Other |