This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$58.1MItem 5.F on the latest filing (2018-03-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$58.1M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

4

Offices

1Schedule D 1.F, beyond the principal office

Accounts

3

Private funds

3Schedule D 7.B(1)

Private fund GAV

$58.1Mgross asset value as reported per fund; never fund size

Custody, client assets

$0

SEC number

801-107264

CRD

282743

Filings on the tape

8

First filed

Feb 5, 2016

Latest filed

Mar 26, 2018

Organised

Limited Liability Company, Utah

• Occurred

  Feb 5, 2016
  First Form ADV filing

  Regent Street Advisors Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e3479973-6eae-14be-3196-0cec570472b4

First observed

Feb 5, 2016

Last observed

Mar 26, 2018 103 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.