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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CAPROCK MANAGEMENT, LLC

CRD 171263

BOISE, ID

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Search this name across graphsid dfx:ria:e348d9f5-968c-86ce-d06d-44ce5c2577c3

Data as of Feb 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 1
Observed: May 1, 2014 to Feb 22, 2022
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Caprock Management, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $244MItem 5.F on the latest filing (2022-02-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $244M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 5
SEC number: 801-79717
CRD: 171263
Filings on the tape: 13
First filed: May 1, 2014
Latest filed: Feb 22, 2022
Organised: Limited Liability Company, Idaho

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TCG PRIVATE SELECT PARTNERS, L.P.	Other Private Fund	$33.9M	Mar 31, 2017	63	Oct 10, 2014	dropped	021-220624
CAPROCK BREP VI, LLC	Private Equity Fund	$10.1M	Mar 29, 2016	29	Mar 28, 2012	dropped	021-107657

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN, GREGORY, AARON	OPERATING MANAGER	Na	yes	07/2007	May 1, 2014	Feb 22, 2022
GILBERT, WILLIAM, GORDON	Manager	Na	yes	07/2007	May 1, 2014	Feb 22, 2022
GUSTAFSON, MARK, KENNETH	OPERATING MANAGER	Na	yes	07/2007	May 1, 2014	Feb 22, 2022
ROCK, JAMES, RICHARD	Manager	Na	yes	07/2007	May 1, 2014	Feb 22, 2022
TA/TCG HOLDINGS, LLC	Owner	D	yes	11/2021	Feb 22, 2022	Feb 22, 2022
TCG HOLDINGS, INC.	Owner	C	yes	11/2021	Feb 22, 2022	Feb 22, 2022
THE CAPROCK GROUP, LLC	SOLE MEMBER OWNER	E	yes	07/2007	May 1, 2014	Feb 22, 2022
JEWELL, JEFFERSON, RICHARD	CHIEF COMPLIANCE OFFICER	Na	no	09/2015	Sep 29, 2015	Feb 22, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THE CAPROCK GROUP, LLC	n/a	Independent wealth	$12B	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN JOSE	CA	United States	5	no
MERCER ISLAND	Wa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Feb 22, 2022	$244M	$244M	3	3	2	n/a	n/a
2020	Mar 22, 2021	$151M	$151M	3	3	2	n/a	n/a
2019	Feb 5, 2020	$104M	$104M	3	3	2	n/a	n/a
2018	Jan 24, 2019	$80.4M	$80.4M	3	3	2	n/a	n/a
2017	Mar 7, 2018	$47.6M	$47.6M	3	3	2	n/a	n/a
2016	Mar 31, 2017	$33.9M	$33.9M	7	5	n/a	1	$33.9M
2015	Mar 29, 2016	$62.4M	$62.4M	8	5	n/a	2	$62.4M
2014	Mar 30, 2015	$58.1M	$58.1M	8	5	n/a	2	$58.1M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$244M	$151M	62.1%	$80.4M	44.9%	3	3	2	2

Relationships

Affiliated with (2)

← THE CAPROCK GROUP, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ THE CAPROCK GROUP, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (7)

← THE CAPROCK GROUP, LLCOwnerSOLE MEMBER OWNER, ownership code E, domestic entity
May 1, 2014 to presentfactForm ADV
← GILBERT, WILLIAM, GORDONOwnerMANAGER, ownership code NA, individual
May 1, 2014 to presentfactForm ADV
← GUSTAFSON, MARK, KENNETHOwnerOPERATING MANAGER, ownership code NA, individual
May 1, 2014 to presentfactForm ADV
← ROCK, JAMES, RICHARDOwnerMANAGER, ownership code NA, individual
May 1, 2014 to presentfactForm ADV
← BROWN, GREGORY, AARONOwnerOPERATING MANAGER, ownership code NA, individual
May 1, 2014 to presentfactForm ADV
← TA/TCG HOLDINGS, LLCOwnerOWNER, ownership code D, domestic entity
Feb 22, 2022 to presentfactForm ADV
← TCG HOLDINGS, INC.OwnerOWNER, ownership code C, domestic entity
Feb 22, 2022 to presentfactForm ADV

Owns (1)

← JEWELL, JEFFERSON, RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 29, 2015 to presentfactForm ADV

Advises (2)

→ TCG PRIVATE SELECT PARTNERS, L.P.Private fundOther Private Fund, IA, no longer reported
Oct 10, 2014 to Mar 31, 2017factForm ADV
→ CAPROCK BREP VI, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 28, 2012 to Mar 29, 2016factForm ADV

Dated events

Occurred
Feb 22, 2022
Control person left
Richard Matthew Weatherley-White (Manager) no longer on Schedule A of Caprock Management, Llc (listed 2021-03-22, absent 2022-02-22)
Form ADVobserved 6 days ago
Occurred
Feb 5, 2020
Control person left
Craig Alferd Olson (Operating Manager) no longer on Schedule A of Caprock Management, Llc (listed 2019-01-24, absent 2020-02-05)
Form ADVobserved 6 days ago
Occurred
May 1, 2014
First Form ADV filing
Caprock Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e348d9f5-968c-86ce-d06d-44ce5c2577c3
First observed: May 1, 2014
Last observed: Feb 22, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPROCK MANAGEMENT, LLC

CRD 171263

BOISE, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e348d9f5-968c-86ce-d06d-44ce5c2577c3

Data as of Feb 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TCG PRIVATE SELECT PARTNERS, L.P.

Other Private Fund

$33.9M

Mar 31, 2017

Oct 10, 2014

dropped

021-220624

CAPROCK BREP VI, LLC

Private Equity Fund

$10.1M

Mar 29, 2016

Mar 28, 2012

dropped

021-107657

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN, GREGORY, AARON

OPERATING MANAGER

yes

07/2007

May 1, 2014

Feb 22, 2022

GILBERT, WILLIAM, GORDON

Manager

yes

07/2007

May 1, 2014

Feb 22, 2022

GUSTAFSON, MARK, KENNETH

OPERATING MANAGER

yes

07/2007

May 1, 2014

Feb 22, 2022

ROCK, JAMES, RICHARD

Manager

yes

07/2007

May 1, 2014

Feb 22, 2022

TA/TCG HOLDINGS, LLC

Owner

yes

11/2021

Feb 22, 2022

TCG HOLDINGS, INC.

Owner

yes

11/2021

Feb 22, 2022

THE CAPROCK GROUP, LLC

SOLE MEMBER OWNER

yes

07/2007

May 1, 2014

Feb 22, 2022

JEWELL, JEFFERSON, RICHARD

CHIEF COMPLIANCE OFFICER

09/2015

Sep 29, 2015

Feb 22, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THE CAPROCK GROUP, LLC

n/a

Independent wealth

$12B

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN JOSE

United States

MERCER ISLAND

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Feb 22, 2022

$244M

n/a

2020

Mar 22, 2021

$151M

n/a

2019

Feb 5, 2020

$104M

n/a

2018

Jan 24, 2019

$80.4M

n/a

2017

Mar 7, 2018

$47.6M

n/a

2016

Mar 31, 2017

$33.9M

n/a

$33.9M

2015

Mar 29, 2016

$62.4M

n/a

$62.4M

2014

Mar 30, 2015

$58.1M

n/a

$58.1M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$244M

$151M

62.1%

$80.4M

44.9%