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Advisor at CAIRN FINANCIAL ADVISORS, LLC
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAIRN FINANCIAL ADVISORS, LLC | State registered | Apr 9, 2019 | n/a | yes | DENVER, CO | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jul 12, 2016 | Mar 9, 2018 | no | ENGLEWOOD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | CAIRN FINANCIAL ADVISORS, LLC | Mar 9, 2018 | Apr 9, 2019 | 396 | Firm change | Ibd to state RIA |