DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••• I••••• S••••••••• L••
Arvada, CO | FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••• I••••• S••••••••• L•• | Independent wealth | Dec 2, 2025 | n/a | yes | Arvada, CO|FORT LAUDERDALE, FL | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 14, 2024 | May 27, 2025 | no | WESTMINSTER, CO|WINDSOR, CO|SCOTTSDALE, AZ|O••••, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | S•••• I••••• S••••••••• L•• | May 27, 2025 | Dec 2, 2025 | 189 | Firm change | Ibd to RIA |
| S••••••••• A•••••• A•••••••• I••• | O•••• W•••••• I••• | Jun 14, 2024 | Jun 14, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 611:110518:CO:2022-02-04 | Feb 4, 2022 | Jan 10, 2022 | LAKEWOOD, CO | Firm change |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jan 10, 2022 | Jun 14, 2024 | no | LAKEWOOD, CO|WESTMINSTER, CO | Previous registration |
| M••••• O• O•••• I••••••• S•••••••• I••• | Independent wealth | Jan 7, 2021 | Feb 4, 2022 | no | Denver, CO|Lakewood, CO | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| M••••• O• O•••• I••••••• S•••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Feb 4, 2022 | Jan 10, 2022 | -25 | Firm change | Other |