DFX Intelligence

B••••••• J••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

B••••••• J••••• C••••

Advisor at M••••• S••••••

••• Locked

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Search this name across graphsid dfx:ria:e368625f-99a2-7115-5e0f-344c1755888a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 9, 2012	n/a	yes	Palm Beach Gardens, FL\|Boynton Beach, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 11, 2007	Jul 5, 2012	no	PALM BEACH, FL\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Jul 5, 2012	Jul 9, 2012	4	Firm change	Wirehouse to wirehouse
M••••• K••••• • C••••••• L••	W•••• F•••• A•••••••	Jun 19, 2007	Jun 11, 2007

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 9, 2012 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 11, 2007 to Jul 5, 2012factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
May 2, 2006 to Jun 19, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e368625f-99a2-7115-5e0f-344c1755888a
First observed: May 2, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.