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Advisor at MBIA CAPITAL ADVISORS
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MBIA CAPITAL ADVISORS | Independent wealth | Apr 21, 2011 | n/a | yes | CINCINNATI, OH | Current employment |
| RESOURCES PLANNING GROUP INC | Former SEC adviser | Aug 18, 2003 | Dec 31, 2009 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RESOURCES PLANNING GROUP INC | MBIA CAPITAL ADVISORS | Dec 31, 2009 | Apr 21, 2011 | 476 | Firm change after gap | Other |