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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Oakland, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 16, 2022 | n/a | yes | Oakland, CA | Current employment |
| EDWARD JONES | National bd RIA | Sep 17, 2012 | Sep 19, 2022 | no | ST LOUIS, MO|OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 19, 2022 | Sep 16, 2022 | -3 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:149018:CA:2022-09-06 | Sep 19, 2022 | Sep 16, 2022 | OAKLAND, CA | Firm change |