DFX Intelligence

H••••••• P•••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

H••••••• P•••••••• S•••••

Advisor at S••• F••••• W••••• P••••••• L••

NOVI, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• F••••• W••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 16, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• F••••• W••••• P••••••• L••	State registered	Sep 13, 2024	n/a	yes	NOVI, MI	Current employment
A•••• W••••• M••••••••• I•••	Independent wealth	Apr 8, 2020	May 8, 2023	no	Las Vegas, NV\|GUTHRIE CENTER, IA\|Birmingham, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• M••••••••• I•••	S••• F••••• W••••• P••••••• L••	May 8, 2023	Sep 13, 2024	494	Firm change after gap	RIA to state RIA
T••••••••• I••••••••• M••••••••• L••	A•••• W••••• M••••••••• I•••	Oct 29, 2010	Apr 8, 2020

Relationships

Registered with (4)

→ S••• F••••• W••••• P••••••• L••Registered adviserregistration: current employment
Sep 13, 2024 to presentfactForm ADV
→ A•••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 8, 2020 to May 8, 2023factForm ADV
→ T••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 17, 2007 to Oct 29, 2010factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Order

Occurred
8 May 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 3, 2005
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.