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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AEGIS WEALTH MANAGEMENT, INC.

CRD 301990

GUTHRIE CENTER, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56cc4503-9af8-c5b0-058e-42e255b364fe

Data as of Aug 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 61
Dated events: 28
On other graphs: 0
Observed: Jul 16, 2019 to Aug 11, 2026
81 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $216MItem 5.F on the latest filing (2026-08-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $216M
Private client RAUM: $216MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 26
RAUM per advisor: $8.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 27
Advisory employees: 27
Offices: 28Schedule D 1.F, beyond the principal office
Accounts: 2,350
Individual clients: 2,334
High net worth clients: 16
SEC number: 801-117179
CIK: 2096565
CRD: 301990
Filings on the tape: 81
First filed: Jul 16, 2019
Latest filed: Aug 11, 2026
Organised: Corporation, CO
Website: oakwayfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 26

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL W TRUMAN	n/a	Springfield, MO \| GUTHRIE CENTER, IA	7	24	n/a	no
Lisa Cassidy	n/a	GUTHRIE CENTER, IA \| Lakewood, CO	6	19	n/a	no
GORDON SPENCER CAMPBELL	n/a	CARMEL, IN \| Carmel, IN \| GUTHRIE CENTER, IA	6	11	4	no
Nathan Granville Kesling	n/a	Carmel, IN \| GUTHRIE CENTER, IA \| CARMEL, IN	5	11	n/a	no
CHRISTOPHER MICHAEL WILKINSON	n/a	Salt Lake City, UT \| Holladay, UT \| GUTHRIE CENTER, IA	5	21	6	no
CHAD MATTHEW KOPSER	n/a	GUTHRIE CENTER, IA \| Golden, CO	5	27	1	no
Laura Beth Hutter	n/a	Palm City, FL \| GUTHRIE CENTER, IA	5	15	n/a	no
Brian Michael Lipsett	n/a	Denver, CO \| GUTHRIE CENTER, IA	5	14	n/a	no
KEVIN Lee HOCKER	n/a	GUTHRIE CENTER, IA \| Lakewood, CO	4	18	3	no
Hunter Shelton Pistole	n/a	Ozark, MO \| GUTHRIE CENTER, IA	4	10	n/a	no
Jonathan Nathaniel Durr	n/a	Beaumont,, TX \| GUTHRIE CENTER, IA	3	13	1	no
Sean David Farro	Chartered Financial Consultant	GUTHRIE CENTER, IA \| Ocala, FL	3	16	2	no
JAMES JOSEPH ROSS WHEELER	n/a	Dallas, TX \| GUTHRIE CENTER, IA	3	11	1	no
MICHAEL JOHN BLANCHARD	n/a	GUTHRIE CENTER, IA \| Laconia, NH	3	42	3	no
RUSTY LEE MILLER	n/a	Troy, OH \| GUTHRIE CENTER, IA	3	24	4	no
RANDY STEVEN FARISH	n/a	Toquerville, UT \| GUTHRIE CENTER, IA	2	14	3	no
Brendon Lane Johansen	n/a	GUTHRIE CENTER, IA \| St. George, UT	2	13	n/a	no
CAMERON Wayne GARDNER	n/a	CARMEL, IN \| GUTHRIE CENTER, IA \| Carmel, IN	1	13	n/a	no
Joseph Todd Ollila	n/a	Gresham, OR \| GUTHRIE CENTER, IA	0	10	n/a	no
DAVID WILLIAM STANLEY	n/a	GUTHRIE CENTER, IA \| Piscataway, NJ \| Grandville, MI	0	12	n/a	no
Griffin Joseph Malatino	n/a	Denver, CO \| GUTHRIE CENTER, IA	0	11	n/a	no
Stephanie Danielle Waskey	n/a	Bel Air, MD \| GUTHRIE CENTER, IA	0	14	n/a	no
Hilary Zaragoza	n/a	GUTHRIE CENTER, IA \| Palm Harbor, FL	0	14	1	no
ALEC EDMOND MUEHLEMEYER	n/a	GUTHRIE CENTER, IA \| Fort Collins, CO	0	10	2	no
Mason William Yerian	n/a	Lancaster, OH \| GUTHRIE CENTER, IA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LUCAS, DARIN, WAYNE EDWARD	MANAGING PARTNER	C	yes	09/2017	Jul 16, 2019	Nov 6, 2024
MUEHLEMEYER, CARL, STEPHEN	Partner	C	yes	09/2017	Jul 16, 2019	Nov 6, 2024
RUMELHART, RICKEY, LYNN	PARTNER/CHIEF COMPLIANCE OFFICER	B	yes	09/2017	Jul 16, 2019	Nov 6, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Naples	FL	United States	4	no
Lakewood	Co	United States	2	no
Carmel	In	United States	2	no
HERMOSA BEACH	CA	United States	1	no
Denver	Co	United States	1	no
Denver	Co	United States	1	no
Golden	Co	United States	1	no
LAKEWOOD RANCH	FL	United States	1	no
Caldwell	Id	United States	1	no
Carmel	In	United States	1	no
OVERLAND PARK	Ks	United States	1	no
Tewksbury	Ma	United States	1	no
Grandville	Mi	United States	1	no
Ozark	Mo	United States	1	no
Springfield	Mo	United States	1	no
Laconia	Nh	United States	1	no
Troy	Oh	United States	1	no
Beamont	TX	United States	1	no
Dallas	TX	United States	1	no
Kaysville	Ut	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$216M	$216M	27	27	26	n/a	n/a
2024	Mar 10, 2025	$176M	$176M	31	31	27	n/a	n/a
2023	Mar 29, 2024	$143M	$143M	30	30	28	n/a	n/a
2022	Mar 21, 2023	$135M	$135M	28	28	26	n/a	n/a
2021	Mar 9, 2022	$121M	$121M	31	30	30	n/a	n/a
2020	Mar 25, 2021	$55.3M	$55.3M	27	26	29	n/a	n/a
2019	Mar 2, 2020	$4.7M	$4.7M	17	17	19	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	2	1	7.7%	0	2	0	7	13

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$216M	$176M	23.0%	$135M	17.0%	27	31	28	27

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FOUNDATIONS INVESTMENT ADVISORS LLC	2	Mar 6, 2023	Mar 9, 2023	GUTHRIE CENTER, IA	Team lift out	RIA to RIA	10.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SIMPLE FINANCIAL, LLC	2	Mar 28, 2024	Mar 27, 2024	WEST JORDAN, UT	Team lift out	Other	28.6%

Relationships

Registered with (55)

← Jake William McGowanAdvisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← Mason William YerianAdvisorregistration: current employment
Apr 27, 2026 to presentfactForm ADV
← ALEC EDMOND MUEHLEMEYERAdvisorregistration: current employment
Mar 9, 2026 to presentfactForm ADV
← Hilary ZaragozaAdvisorregistration: current employment
Feb 18, 2026 to presentfactForm ADV
← Stephanie Danielle WaskeyAdvisorregistration: current employment
Feb 3, 2026 to presentfactForm ADV
← DAVID WILLIAM STANLEYAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Griffin Joseph MalatinoAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Joseph Todd OllilaAdvisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV
← CAMERON Wayne GARDNERAdvisorregistration: current employment
Dec 19, 2024 to presentfactForm ADV
← Brendon Lane JohansenAdvisorregistration: current employment
Sep 13, 2024 to presentfactForm ADV
← RANDY STEVEN FARISHAdvisorregistration: current employment
Mar 27, 2024 to presentfactForm ADV
← RUSTY LEE MILLERAdvisorregistration: current employment
Aug 22, 2023 to presentfactForm ADV
← MICHAEL JOHN BLANCHARDAdvisorregistration: current employment
May 15, 2023 to presentfactForm ADV
← Sean David FarroAdvisorregistration: current employment
May 8, 2023 to presentfactForm ADV
← JAMES JOSEPH ROSS WHEELERAdvisorregistration: current employment
May 8, 2023 to presentfactForm ADV
← Jonathan Nathaniel DurrAdvisorregistration: current employment
Apr 24, 2023 to presentfactForm ADV
← Hunter Shelton PistoleAdvisorregistration: current employment
Jan 24, 2022 to presentfactForm ADV
← KEVIN Lee HOCKERAdvisorregistration: current employment
Oct 4, 2021 to presentfactForm ADV
← Brian Michael LipsettAdvisorregistration: current employment
Sep 2, 2021 to presentfactForm ADV
← Laura Beth HutterAdvisorregistration: current employment
Jul 28, 2021 to presentfactForm ADV
← CHAD MATTHEW KOPSERAdvisorregistration: current employment
Jan 7, 2021 to presentfactForm ADV
← CHRISTOPHER MICHAEL WILKINSONAdvisorregistration: current employment
Oct 30, 2020 to presentfactForm ADV
← Nathan Granville KeslingAdvisorregistration: current employment
Oct 13, 2020 to presentfactForm ADV
← GORDON SPENCER CAMPBELLAdvisorregistration: current employment
Nov 22, 2019 to presentfactForm ADV
← Lisa CassidyAdvisorregistration: current employment
Nov 19, 2019 to presentfactForm ADV
← MICHAEL W TRUMANAdvisorregistration: current employment
Aug 14, 2019 to presentfactForm ADV
← SEAN MICHAEL BURKEAdvisorregistration: previous registration
Mar 2, 2026 to Aug 26, 2026factForm ADV
← Jimmy FishAdvisorregistration: previous registration
Jun 7, 2021 to Aug 7, 2026factForm ADV
← Ryan K AndersonAdvisorregistration: previous registration
Apr 3, 2023 to Jun 18, 2025factForm ADV
← DANIEL MATTHEW STEWARTAdvisorregistration: previous registration
Jun 1, 2023 to Jun 6, 2025factForm ADV
and 25 more

Controls (3)

← RUMELHART, RICKEY, LYNNOwnerPARTNER/CHIEF COMPLIANCE OFFICER, ownership code B, individual
Jul 16, 2019 to Nov 6, 2024factForm ADV
← LUCAS, DARIN, WAYNE EDWARDOwnerMANAGING PARTNER, ownership code C, individual
Jul 16, 2019 to Nov 6, 2024factForm ADV
← MUEHLEMEYER, CARL, STEPHENOwnerPARTNER, ownership code C, individual
Jul 16, 2019 to Nov 6, 2024factForm ADV

Moved with (3)

← SIMPLE FINANCIAL, LLCRegistered adviser2 advisors, team lift out, same day
Mar 28, 2024 to Mar 27, 2024factForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Mar 6, 2023 to Mar 9, 2023factForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Oct 13, 2021 to Oct 4, 2021factForm ADV

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 26, 2026
Advisor changed firm
Sean Michael Burke left Aegis Wealth Management, Inc. for Pine Valley Investments (registered 2026-08-26)
Form ADVobserved 4 days ago
Occurred
Aug 7, 2026
Advisor changed firm
Jimmy Fish left Aegis Wealth Management, Inc. for Wealthcare Advisory Partners Llc (registered 2026-08-07)
Form ADVobserved 4 days ago
Occurred
Jun 18, 2025
Advisor changed firm
Ryan K Anderson left Aegis Wealth Management, Inc. for Simple Financial, Llc (registered 2023-04-11)
Form ADVobserved 4 days ago
Occurred
Jun 6, 2025
Advisor changed firm
Daniel Matthew Stewart left Aegis Wealth Management, Inc. for Stewart Wealth Management, Llc (registered 2025-06-20)
Form ADVobserved 4 days ago
Occurred
Apr 4, 2025
Advisor changed firm
Theresa Bond left Aegis Wealth Management, Inc. for Promontory Financial Planning, Llc (registered 2025-04-28)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2025
Advisor changed firm
Richard Bedford Spencer left Aegis Wealth Management, Inc. for Simplicity Wealth (registered 2025-03-13)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Anthony Pisani left Aegis Wealth Management, Inc. for Stone Wall Money Management Llc (registered 2024-11-12)
Form ADVobserved 4 days ago
Occurred
Sep 18, 2024
Advisor changed firm
Mark Allan Augustsson left Aegis Wealth Management, Inc. for Transparent Wealth Management, Llc (registered 2024-08-09)
Form ADVobserved 4 days ago
Occurred
Aug 16, 2024
Advisor changed firm
Suzanne Kay Porske left Aegis Wealth Management, Inc. for Impact Partnership Wealth, Llc (registered 2026-03-11)
Form ADVobserved 4 days ago
Occurred
Aug 16, 2024
Advisor changed firm
Mindie Nicole Molina left Aegis Wealth Management, Inc. for Mindie Molina Investments, Llc (registered 2025-01-01)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Team lift-out
2 advisors left Simple Financial, LLC (ST George, UT) for Aegis Wealth Management, Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 22, 2024
Advisor changed firm
Michael J Lehrhaupt left Aegis Wealth Management, Inc. for Stone Wall Money Management Llc (registered 2024-06-17)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2023
Advisor changed firm
Richard Scott Shelley left Aegis Wealth Management, Inc. for Advisor Share Wealth Management, Llc (registered 2024-07-20)
Form ADVobserved 4 days ago
Occurred
Sep 22, 2023
Advisor changed firm
Waldemar Mark Dziedzic left Aegis Wealth Management, Inc. for Sequent Planning, Llc (registered 2025-08-25)
Form ADVobserved 4 days ago
Occurred
May 8, 2023
Advisor changed firm
Joseph Earl Uppleger left Aegis Wealth Management, Inc. for Safe Future Wealth Partners Llc (registered 2025-01-01)
Form ADVobserved 4 days ago
Occurred
May 8, 2023
Advisor changed firm
Haryanto Prawirana Sastro left Aegis Wealth Management, Inc. for Safe Future Wealth Partners Llc (registered 2024-09-13)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2023
Team lift-out
2 advisors left Aegis Wealth Management, Inc. (Guthrie Center, IA) for Foundations Investment Advisors LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 6, 2023
Advisor changed firm
Skylar Douglas Anderson left Aegis Wealth Management, Inc. for Foundations Investment Advisors Llc (registered 2023-03-09)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2023
Advisor changed firm
Derek Jay Colton left Aegis Wealth Management, Inc. for Foundations Investment Advisors Llc (registered 2023-03-06)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Frank Paul Andrescavage left Aegis Wealth Management, Inc. for Impact Partnership Wealth, Llc (registered 2023-05-24)
Form ADVobserved 4 days ago
Occurred
Aug 31, 2022
Advisor changed firm
Justin Alexander Miller left Aegis Wealth Management, Inc. for Tucker Asset Management Llc (registered 2022-08-18)
Form ADVobserved 4 days ago
Occurred
Jan 12, 2022
Advisor changed firm
Rodney Charles Peters left Aegis Wealth Management, Inc. for Peters Wealth Group (registered 2021-11-12)
Form ADVobserved 4 days ago
Occurred
Jul 16, 2019
First Form ADV filing
Aegis Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 5 bookkeeping events

Occurred
Sep 26, 2023
Aegis Wealth Management, Inc. reported 27 offices beyond its principal office, up from 21 (2023-09-15 to 2023-09-26)
Occurred
Sep 15, 2023
Aegis Wealth Management, Inc. reported 21 offices beyond its principal office, down from 26 (2023-08-29 to 2023-09-15)
Occurred
Mar 25, 2021
Aegis Wealth Management, Inc. reported 26 state-registered advisory representatives, up from 14 (2021-03-16 to 2021-03-25)
Occurred
Oct 6, 2020
Aegis Wealth Management, Inc. reported 26 offices beyond its principal office, up from 21 (2020-10-05 to 2020-10-06)
Occurred
Mar 2, 2020
Aegis Wealth Management, Inc. reported 14 state-registered advisory representatives, up from 1 (2020-03-02 to 2020-03-02)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56cc4503-9af8-c5b0-058e-42e255b364fe
First observed: Jul 16, 2019
Last observed: Aug 11, 2026 39 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AEGIS WEALTH MANAGEMENT, INC.

CRD 301990

GUTHRIE CENTER, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56cc4503-9af8-c5b0-058e-42e255b364fe

Data as of Aug 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL W TRUMAN

n/a

Springfield, MO | GUTHRIE CENTER, IA

n/a

Lisa Cassidy

n/a

GUTHRIE CENTER, IA | Lakewood, CO

n/a

GORDON SPENCER CAMPBELL

n/a

CARMEL, IN | Carmel, IN | GUTHRIE CENTER, IA

Nathan Granville Kesling

n/a

Carmel, IN | GUTHRIE CENTER, IA | CARMEL, IN

n/a

CHRISTOPHER MICHAEL WILKINSON

n/a

Salt Lake City, UT | Holladay, UT | GUTHRIE CENTER, IA

CHAD MATTHEW KOPSER

n/a

GUTHRIE CENTER, IA | Golden, CO

Laura Beth Hutter

n/a

Palm City, FL | GUTHRIE CENTER, IA

n/a

Brian Michael Lipsett

n/a

Denver, CO | GUTHRIE CENTER, IA

n/a

KEVIN Lee HOCKER

n/a

GUTHRIE CENTER, IA | Lakewood, CO

Hunter Shelton Pistole

n/a

Ozark, MO | GUTHRIE CENTER, IA

n/a

Jonathan Nathaniel Durr

n/a

Beaumont,, TX | GUTHRIE CENTER, IA

Sean David Farro

Chartered Financial Consultant

GUTHRIE CENTER, IA | Ocala, FL

JAMES JOSEPH ROSS WHEELER

n/a

Dallas, TX | GUTHRIE CENTER, IA

MICHAEL JOHN BLANCHARD

n/a

GUTHRIE CENTER, IA | Laconia, NH

RUSTY LEE MILLER

n/a

Troy, OH | GUTHRIE CENTER, IA

RANDY STEVEN FARISH

n/a

Toquerville, UT | GUTHRIE CENTER, IA

Brendon Lane Johansen

n/a

GUTHRIE CENTER, IA | St. George, UT

n/a

CAMERON Wayne GARDNER

n/a

CARMEL, IN | GUTHRIE CENTER, IA | Carmel, IN

n/a

Joseph Todd Ollila

n/a

Gresham, OR | GUTHRIE CENTER, IA

n/a

DAVID WILLIAM STANLEY

n/a

GUTHRIE CENTER, IA | Piscataway, NJ | Grandville, MI

n/a

Griffin Joseph Malatino

n/a

Denver, CO | GUTHRIE CENTER, IA

n/a

Stephanie Danielle Waskey

n/a

Bel Air, MD | GUTHRIE CENTER, IA

n/a

Hilary Zaragoza

n/a

GUTHRIE CENTER, IA | Palm Harbor, FL

ALEC EDMOND MUEHLEMEYER

n/a

GUTHRIE CENTER, IA | Fort Collins, CO

Mason William Yerian

n/a

Lancaster, OH | GUTHRIE CENTER, IA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LUCAS, DARIN, WAYNE EDWARD

MANAGING PARTNER

yes

09/2017

Jul 16, 2019

Nov 6, 2024

MUEHLEMEYER, CARL, STEPHEN

Partner

yes

09/2017

Jul 16, 2019

Nov 6, 2024

RUMELHART, RICKEY, LYNN

PARTNER/CHIEF COMPLIANCE OFFICER

yes

09/2017

Jul 16, 2019

Nov 6, 2024

City

State

Country

Employees

Also broker-dealer

Naples

United States

Lakewood

United States

Carmel

United States

HERMOSA BEACH

United States

Denver

United States

Denver

United States

Golden

United States

LAKEWOOD RANCH

United States

Caldwell

United States

Carmel

United States

OVERLAND PARK

United States

Tewksbury

United States

Grandville

United States

Ozark

United States

Springfield

United States

Laconia

United States

Troy

United States

Beamont

United States

Dallas

United States

Kaysville

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$216M

n/a

2024

Mar 10, 2025

$176M

n/a

2023

Mar 29, 2024

$143M

n/a

2022

Mar 21, 2023

$135M

n/a

2021

Mar 9, 2022

$121M

n/a

2020

Mar 25, 2021

$55.3M

n/a

2019

Mar 2, 2020

$4.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

7.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$216M

$176M

23.0%

$135M

17.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FOUNDATIONS INVESTMENT ADVISORS LLC

Mar 6, 2023

Mar 9, 2023

GUTHRIE CENTER, IA

Team lift out

RIA to RIA

10.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SIMPLE FINANCIAL, LLC

Mar 28, 2024

Mar 27, 2024

WEST JORDAN, UT

Team lift out

Other

28.6%