DFX Intelligence
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Reading the graph
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Advisor at R••••••••• C•••••• M•••••••••
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• C•••••• M••••••••• | Bd affiliated wealth | Jul 3, 2023 | n/a | yes | San Francisco, CA | Current employment |
| R••••••••• C•••••• M••••••••• | Bd affiliated wealth | Jun 16, 2023 | n/a | yes | San Francisco, CA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• P•••••• W••••• A••••••• L•• | R••••••••• C•••••• M••••••••• | Jun 27, 2023 | Jun 16, 2023 | -11 | Firm change | Ibd to ibd |
| W•• I••••••••• I••• | J••• M••••• P•••••• W••••• A••••••• L•• | Jul 29, 2016 | Feb 14, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108559:291361:CA:2023-06-27 | Jun 27, 2023 | Jun 16, 2023 | SAN FRANCISCO, CA | Firm change |
| J••• M••••• P•••••• W••••• A••••••• L•• |
| Former SEC adviser |
| Feb 14, 2014 |
| Jun 27, 2023 |
| no |
| SAN FRANCISCO, CA|New York, NY|San Francisco, CA |
| Previous registration |
| W•• I••••••••• I••• | Former SEC adviser | Nov 20, 2012 | Jul 29, 2016 | no | SAN FRANCISCO, CA | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Oct 3, 2011 | Oct 10, 2012 | no | SACRAMENTO, CA | Previous registration |
| -896 |
| Firm change after gap |
| Other |
| O•••• F•• I••• | W•• I••••••••• I••• | Oct 10, 2012 | Nov 20, 2012 | 41 | Firm change | Other |