DFX Intelligence

C••••••••• R••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

C••••••••• R••••••• M•••••

Advisor at N•••••••• C•••••• A••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:e383b55a-2605-6b2d-db0d-ec1827d42194

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• C•••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 4, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• C•••••• A••••••• L••	State registered	Oct 5, 2013	n/a	yes	CHARLOTTE, NC	Current employment
N•••••••• C•••••• A••••••• L••	State registered	Jun 4, 2009	Aug 31, 2010	no	CHARLOTTE, NC	Previous registration

Relationships

Registered with (1)

→ N•••••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Jun 4, 2009 to Aug 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e383b55a-2605-6b2d-db0d-ec1827d42194
First observed: Jun 4, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.