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RIA / WealthAdvisor14 years in industry

DAVID L BAILEY

Advisor at EDELMAN FINANCIAL ENGINES

DAYTON, OH | CINCINNATI, OH

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Search this name across graphsid dfx:ria:e388ad30-a3db-3c74-341b-9782de6863d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDELMAN FINANCIAL ENGINES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 23, 2012
First registration: Aug 10, 2012
Dual registered: no
Other names: David Lawrence Bailey|DAVID L BAILEY
IAPD individual key: 4175828

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDELMAN FINANCIAL ENGINES	Independent wealth	Dec 9, 2022	n/a	yes	DAYTON, OH\|CINCINNATI, OH	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Oct 22, 2021	Dec 1, 2022	no	SAN DIEGO, CA\|Cincinnati, OH\|Cincinnati, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 13, 2020	Oct 22, 2021	no	LIBERTY TOWNSHIP, OH\|FAIRFIELD, OH\|COLUMBUS, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Mar 14, 2018	Jul 9, 2020	no	LEBANON, OH\|MASON, OH\|LEBANON, OH\|MONROE, OH\|CINCINNATI, OH\|CINCINNATI, OH\|MASON, OH	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Oct 5, 2016	Mar 9, 2018	no	SAINT LOUIS, MO	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 10, 2012	Nov 19, 2014	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	EDELMAN FINANCIAL ENGINES	Dec 1, 2022	Dec 9, 2022	8	Firm change	Ibd to RIA
LPL FINANCIAL LLC	CUSO FINANCIAL SERVICES, L.P.	Oct 22, 2021	Oct 22, 2021	0	Firm change	Ibd to ibd
FIFTH THIRD SECURITIES, INC.	LPL FINANCIAL LLC	Jul 9, 2020	Jul 13, 2020	4	Firm change	Ibd to ibd
SCOTTRADE INVESTMENT MANAGEMENT	FIFTH THIRD SECURITIES, INC.	Mar 9, 2018	Mar 14, 2018	5	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	SCOTTRADE INVESTMENT MANAGEMENT	Nov 19, 2014	Oct 5, 2016	686	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169988:628:MO:2018-03-08	Mar 9, 2018	Mar 14, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (6)

→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: current employment
Dec 9, 2022 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Oct 22, 2021 to Dec 1, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 13, 2020 to Oct 22, 2021factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Mar 14, 2018 to Jul 9, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Oct 5, 2016 to Mar 9, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 10, 2012 to Nov 19, 2014factForm ADV

Dated events

Occurred
Dec 1, 2022
Advisor changed firm
David L Bailey left Cuso Financial Services, L.P. for Edelman Financial Engines (registered 2022-12-09)
Form ADVobserved 6 days ago