S•••• T• E••••

Advisor at I••••••••• W••••• N••••••• I•••

Clear Lake, IA | URBANDALE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e38a579e-259d-f473-2791-78fee9e7e41d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• N••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• N••••••• I•••	I•••••••••_WEALTH	Nov 3, 2020	n/a	yes	URBANDALE, IA\|Clear Lake, IA	Current employment
B•• P•••••••• I•••	Bd affiliated wealth	Sep 25, 2018	Nov 4, 2020	no	Waukee, IA\|CEDAR RAPIDS, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• P•••••••• I•••	I••••••••• W••••• N••••••• I•••	Nov 4, 2020	Nov 3, 2020	-1	Firm change	Ibd to RIA
I••••••••• A••••••• C•••	B•• P•••••••• I•••	Sep 24, 2018	Sep 25, 2018

Relationships

Registered with (4)

→ I••••••••• W••••• N••••••• I•••Registered adviserregistration: current employment
Nov 3, 2020 to presentfactForm ADV
→ B•• P•••••••• I•••Registered adviserregistration: previous registration
Sep 25, 2018 to Nov 4, 2020factForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
Jul 21, 2010 to Sep 24, 2018factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e38a579e-259d-f473-2791-78fee9e7e41d
First observed: Jul 3, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.