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Advisor at LEGACY INVESTMENT SERVICES, LLC
RANCHO CUCAMONGA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEGACY INVESTMENT SERVICES, LLC | State registered | Jul 31, 2014 | n/a | yes | RANCHO CUCAMONGA, CA | Current employment |
| ASHLAND INVESTMENT ADVISERS | n/a | Aug 20, 2020 | Dec 31, 2020 | no | TORRANCE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASHLAND INVESTMENT ADVISERS | n/a | Dec 31, 2020 | n/a | n/a | Departure no registered destination | Departure |