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Advisor at CETERA INVESTMENT ADVISERS LLC
POWAY, CA | ST CLOUD, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 21, 2025 | n/a | yes | POWAY, CA|ST CLOUD, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 4, 2025 | Nov 26, 2025 | no | Poway, CA|SAN DIEGO, CA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Mar 28, 2016 | May 16, 2025 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 24, 2015 | Mar 24, 2016 | no | Glendale, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CETERA INVESTMENT ADVISERS LLC | Nov 26, 2025 | Nov 21, 2025 | -5 | Firm change | Ibd to ibd |
| CUSO FINANCIAL SERVICES, L.P. | LPL FINANCIAL LLC | May 16, 2025 | Jun 4, 2025 | 19 | Bulk transfer | Ibd to ibd |
| VALIC FINANCIAL ADVISORS, INC. | CUSO FINANCIAL SERVICES, L.P. | Mar 24, 2016 | Mar 28, 2016 | 4 | Firm change | Other |