DFX Intelligence

R••••• N• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)21 years in industry

R••••• N• S••••••

Advisor at L•• F•••••••• L••

WALPOLE, MA

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Search this name across graphsid dfx:ria:e3b013fd-2c19-c66b-fd44-2f109f2bf976

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 19, 2006	n/a	yes	WALPOLE, MA	Current employment
F•••• F•••••••• A••••••• S••••••• I••	Independent wealth	Aug 10, 2005	Jan 16, 2007	no	WESTERLY, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• A••••••• S••••••• I••	L•• F•••••••• L••	Jan 16, 2007	Dec 19, 2006	-28	Firm change	Other
F•••• A••••• S••••••••• I•••	F•••• F•••••••• A••••••• S••••••• I••	Jan 5, 2007	Aug 10, 2005

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 19, 2006 to presentfactForm ADV
→ F•••• F•••••••• A••••••• S••••••• I••Registered adviserregistration: previous registration
Aug 10, 2005 to Jan 16, 2007factForm ADV
→ F•••• A••••• S••••••••• I•••Registered adviserregistration: previous registration
May 25, 2005 to Jan 5, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3b013fd-2c19-c66b-fd44-2f109f2bf976
First observed: May 25, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.