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B••••• I••••••••• M••••••••• C••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

B••••• I••••••••• M••••••••• C••••••• I•••

CRD 132828

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Search this name across graphsid dfx:ria:e3b879b5-245e-ac1a-4395-7bb4ac406580

Data as of Feb 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 2
On other graphs: 0
Observed: Dec 16, 2011 to Feb 1, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $334MItem 5.F on the latest filing (2026-02-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $334M
Private client RAUM: $334MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• R•••••• D•••••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	08/2004	Dec 16, 2011	Jan 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••• D• B••••• J•	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$334M	$293M	14.1%	$208M	17.1%	1	1	0	0

Relationships

Controls (1)

← B•••••• R•••••• D•••••OwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 16, 2011 to Jan 3, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 2, 2016
First Form ADV filing
B••••• I••••••••• M••••••••• C••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

Occurred
Apr 1, 2026
B••••• I••••••••• M••••••••• C••••••• I••• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $334.4M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3b879b5-245e-ac1a-4395-7bb4ac406580
First observed: Dec 16, 2011
Last observed: Feb 1, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Feb 1, 2026	$334M	$334M	1	1	0	n/a	n/a
2024	Feb 7, 2025	$293M	$293M	1	1	0	n/a	n/a
2023	Jan 3, 2024	$241M	$241M	1	1	0	n/a	n/a
2022	Jan 4, 2023	$208M	$208M	1	1	0	n/a	n/a
2021	Jan 4, 2022	$249M	$249M	1	1	0	n/a	n/a
2020	Jan 6, 2021	$203M	$203M	1	1	0	n/a	n/a
2019	Jan 8, 2020	$181M	$181M	1	1	0	n/a	n/a
2018	Jan 5, 2019	$144M	$144M	1	1	0	n/a	n/a
2017	Jan 5, 2018	$157M	$157M	1	1	0	n/a	n/a
2016	Jan 9, 2017	$134M	$134M	1	1	n/a	n/a	n/a
2011	Jan 5, 2012	$49.3M	$49.3M	n/a	n/a	n/a	n/a	n/a