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Advisor at LPL ENTERPRISE, LLC
LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 10, 2025 | n/a | yes | LAKE OSWEGO, OR | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Nov 26, 2025 | no | LAKE OSWEGO, OR|Portland, OR | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Sep 1, 2022 | Jun 29, 2023 | no | LAKE OSWEGO, OR|Portland, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL ENTERPRISE, LLC | Nov 26, 2025 | Nov 10, 2025 | -16 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |