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Advisor at R•••••• J•••• • A••••••••• I•••
LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Dec 4, 2017 | n/a | yes | LOUISVILLE, KY | Current employment |
| M••••• S•••••• | Wirehouse | May 1, 2015 | Dec 5, 2017 | no | Louisville, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | R•••••• J•••• • A••••••••• I••• | Dec 5, 2017 | Dec 4, 2017 | -1 | Firm change | Wirehouse to ibd |
| U•• F•••••••• S••••••• I••• | M••••• S•••••• | May 11, 2015 | May 1, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:KY:2015-05-11 | May 11, 2015 | May 1, 2015 | LOUISVILLE, KY | Firm change |
| U•• F•••••••• S••••••• I••• |
| Wirehouse |
| Sep 20, 2006 |
| May 11, 2015 |
| no |
| LOUISVILLE, KY|LOUISVILLE, KY |
| Previous registration |
| B••• O•• S••••••••• C••••••••• | n/a | Apr 6, 2001 | Sep 21, 2006 | no | LOUISVILLE, KY|CHICAGO, IL|LOUISVILLE, KY | Previous registration |
| -10 |
| Firm change |
| Wirehouse to wirehouse |
| B••• O•• S••••••••• C••••••••• | U•• F•••••••• S••••••• I••• | Sep 21, 2006 | Sep 20, 2006 | -1 | Firm change | Other |