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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WALTER KEENAN WEALTH MANAGEMENT

WALTER & KEENAN WEALTH MANAGEMENT, LLC, CRD 104838

SOUTH BEND, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3baed35-035d-a98a-c120-6d4a517a647a

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 1
Observed: Mar 22, 2012 to Mar 27, 2026
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Walter Keenan Wealth Management

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.64 fund_share=0.0 institutional_share=0.27 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $983MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $836M
Private client RAUM: $628MderivedItem 5.D individuals plus high net worth individuals
Private client share: 64%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $164Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 479
Individual clients: 50
High net worth clients: 94
Custody, client assets: $317M
SEC number: 801-22367
CRD: 104838
Filings on the tape: 29
First filed: Mar 22, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, IN
Website: walterandkeenan.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES F KEENAN	n/a	SOUTH BEND, IN	22	41	n/a	no
James Arthur Sawdon	Certified Financial Planner	SOUTH BEND, IN	7	10	n/a	no
DANIEL WILLIAM WOLFSON	n/a	SOUTH BEND, IN	5	13	1	no
Bryant William Voeson	n/a	South Bend, IN	2	11	n/a	no
ANDREW DAVIES LYNCH	Certified Financial Planner	South Bend, IN	1	12	1	no
Tanner Michael Watson	Certified Financial Planner	SOUTH BEND, IN	0	12	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KEENAN, JAMES, F	PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	12/2000	Mar 27, 2026	Mar 27, 2026
Sawdon, James, Arthur	Owner	C	no	07/2021	Mar 27, 2026	Mar 27, 2026
WALTER KEENAN FINANCIAL	Owner	D	no	07/2021	Mar 27, 2026	Mar 27, 2026
WOLFSON, DANIEL, WILLIAM	Owner	C	no	03/2023	Mar 27, 2026	Mar 27, 2026
KEENAN, JAMES, F	Owner	E	no	12/2000	Mar 22, 2012	Feb 29, 2024
WALTER KEENAN FINANCIAL CONSULTING	Owner	E	no	07/2021	Mar 18, 2022	Feb 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$983M	$836M	7	5	0	n/a	n/a
2024	Mar 17, 2025	$845M	$721M	6	5	0	n/a	n/a
2023	Feb 29, 2024	$767M	$604M	4	3	0	n/a	n/a
2022	Mar 17, 2023	$717M	$569M	4	4	0	n/a	n/a
2021	Mar 18, 2022	$771M	$590M	4	4	0	n/a	n/a
2020	Mar 8, 2021	$604M	$467M	5	4	0	n/a	n/a
2019	Mar 26, 2020	$552M	$527M	4	3	0	n/a	n/a
2018	Mar 25, 2019	$441M	$361M	4	2	0	n/a	n/a
2017	Mar 26, 2018	$387M	$387M	4	2	0	n/a	n/a
2016	Mar 13, 2017	$339M	$339M	4	2	n/a	n/a	n/a
2015	Mar 29, 2016	$315M	$315M	4	2	n/a	n/a	n/a
2014	Mar 20, 2015	$323M	$323M	4	2	n/a	n/a	n/a
2013	Mar 26, 2014	$338M	$338M	4	2	n/a	n/a	n/a
2012	Mar 20, 2013	$287M	$287M	4	2	n/a	n/a	n/a
2011	Mar 22, 2012	$255M	$255M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$983M	$845M	16.4%	$717M	11.1%	7	6	0	0

Relationships

Registered with (6)

← Tanner Michael WatsonAdvisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← ANDREW DAVIES LYNCHAdvisorregistration: current employment
Sep 30, 2024 to presentfactForm ADV
← Bryant William VoesonAdvisorregistration: current employment
Apr 8, 2024 to presentfactForm ADV
← DANIEL WILLIAM WOLFSONAdvisorregistration: current employment
Mar 2, 2021 to presentfactForm ADV
← James Arthur SawdonAdvisorregistration: current employment
Jul 2, 2019 to presentfactForm ADV
← JAMES F KEENANAdvisorregistration: current employment
Mar 23, 2004 to presentfactForm ADV

Owns (4)

← KEENAN, JAMES, FOwnerOWNER, ownership code E, individual
Mar 22, 2012 to Feb 29, 2024factForm ADV
← WOLFSON, DANIEL, WILLIAMOwnerOWNER, ownership code A, individual
Feb 29, 2024 to Feb 29, 2024factForm ADV
← Sawdon, James, ArthurOwnerOWNER, ownership code A, individual
Jul 9, 2021 to Feb 29, 2024factForm ADV
← WALTER KEENAN FINANCIAL CONSULTINGOwnerOWNER, ownership code E, domestic entity
Mar 18, 2022 to Feb 29, 2024factForm ADV

Controls (1)

← KEENAN, JAMES, FOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 22, 2012 to Feb 29, 2024factForm ADV

Dated events

Occurred
Mar 18, 2022
Regulatory AUM changed
Walter Keenan Wealth Management reported RAUM $771.2M, up 28% from $604.5M (2021-10-12 to 2022-03-18)
Form ADVobserved 6 days ago
$167M
Occurred
Jul 9, 2021
Succession filed (Item 4)
Walter Keenan Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2020
Regulatory AUM changed
Walter Keenan Wealth Management reported RAUM $552.2M, up 53% from $360.7M (2019-05-30 to 2020-03-26)
Form ADVobserved 6 days ago
$192M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3baed35-035d-a98a-c120-6d4a517a647a
First observed: Mar 22, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WALTER KEENAN WEALTH MANAGEMENT

WALTER & KEENAN WEALTH MANAGEMENT, LLC, CRD 104838

SOUTH BEND, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3baed35-035d-a98a-c120-6d4a517a647a

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES F KEENAN

n/a

SOUTH BEND, IN

n/a

James Arthur Sawdon

Certified Financial Planner

SOUTH BEND, IN

n/a

DANIEL WILLIAM WOLFSON

n/a

SOUTH BEND, IN

Bryant William Voeson

n/a

South Bend, IN

n/a

ANDREW DAVIES LYNCH

Certified Financial Planner

South Bend, IN

Tanner Michael Watson

Certified Financial Planner

SOUTH BEND, IN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KEENAN, JAMES, F

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

12/2000

Mar 27, 2026

Sawdon, James, Arthur

Owner

07/2021

Mar 27, 2026

WALTER KEENAN FINANCIAL

Owner

07/2021

Mar 27, 2026

WOLFSON, DANIEL, WILLIAM

Owner

03/2023

Mar 27, 2026

KEENAN, JAMES, F

Owner

12/2000

Mar 22, 2012

Feb 29, 2024

WALTER KEENAN FINANCIAL CONSULTING

Owner

07/2021

Mar 18, 2022

Feb 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$983M

$836M

n/a

2024

Mar 17, 2025

$845M

$721M

n/a

2023

Feb 29, 2024

$767M

$604M

n/a

2022

Mar 17, 2023

$717M

$569M

n/a

2021

Mar 18, 2022

$771M

$590M

n/a

2020

Mar 8, 2021

$604M

$467M

n/a

2019

Mar 26, 2020

$552M

$527M

n/a

2018

Mar 25, 2019

$441M

$361M

n/a

2017

Mar 26, 2018

$387M

n/a

2016

Mar 13, 2017

$339M

n/a

2015

Mar 29, 2016

$315M

n/a

2014

Mar 20, 2015

$323M

n/a

2013

Mar 26, 2014

$338M

n/a

2012

Mar 20, 2013

$287M

n/a

2011

Mar 22, 2012

$255M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$983M

$845M

16.4%

$717M

11.1%