This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.09 fund_share=0.91 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$108MItem 5.F on the latest filing (2026-07-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$108M

Private client RAUM

$9.7MderivedItem 5.D individuals plus high net worth individuals

Private client share

9%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$108Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

151

Individual clients

19

High net worth clients

29

Private funds

1Schedule D 7.B(1)

Custody, client assets

$108M

SEC number

801-134356

CRD

167956

Filings on the tape

4

First filed

Sep 15, 2025

Latest filed

Jul 27, 2026

Organised

Limited Liability Company, MD

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e3cb41fa-6f17-07bf-b2d4-5e1786628368

First observed

Sep 15, 2025

Last observed

Jul 27, 2026 54 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.