DFX Intelligence

D••••• S•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

D••••• S•••••• R•••••••

Advisor at B•••• I••••••••• A•••••••

GLASTONBURY, CT | DELRAY BEACH, FL

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Search this name across graphsid dfx:ria:e3d44ed3-9b55-4e48-4ddb-2944079c0fb4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 20, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• I••••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 11, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 9, 2026	n/a	yes	DELRAY BEACH, FL\|GLASTONBURY, CT	Current employment
B•••• I••••••••• A•••••••	State registered	Jul 14, 2015	n/a	yes	GLASTONBURY, CT	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	B•••• I••••••••• A•••••••	Mar 9, 2015	Jul 14, 2015	127	Firm change	Other

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ B•••• I••••••••• A•••••••Registered adviserregistration: current employment
Jul 14, 2015 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Feb 20, 1997 to Mar 9, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3d44ed3-9b55-4e48-4ddb-2944079c0fb4
First observed: Feb 20, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.