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J•••••• I••••••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

J•••••• I••••••••• M••••••••• I•••

CRD 169790

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3d6b2e9-6f57-7068-5f6f-bf198fa49238

Data as of May 2, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Dec 18, 2013 to May 2, 2014
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J•••••• I••••••••• M••••••••• I•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2014-05-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Accounts

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
J•••••• S• F••• I• L•	Private Equity Fund	$0	May 2, 2014	0	Dec 18, 2013	reported	n/a
J•••••• E•• F••• I• L•	Private Equity Fund	$0

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• T•••••• W•	CHIEF COMPLIANCE OFFICER	Na	yes	12/2013	Dec 18, 2013	May 2, 2014
J•••••• H•••••••• L••	Owner	E	yes	12/2013	Dec 18, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J•••••• E•• G•• L••	n/a	n/a	n/a	N	yes	n/a
J•••••• G••••• V•••••• P•••••••• L••	n/a	n/a	n/a	N	yes	n/a
J•••••• S•••••• E•••• G•• L••

Relationships

Advises (2)

→ J•••••• E•• F••• I• L•Private fundPrivate Equity Fund, IA
Dec 18, 2013 to presentfactForm ADV
→ J•••••• S• F••• I• L•Private fundPrivate Equity Fund, IA
Dec 18, 2013 to presentfactForm ADV

Controls (3)

← F•••••• T•••••• W•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 18, 2013 to presentfactForm ADV
← J•••••• H•••••••• L••

Dated events

Occurred
Dec 18, 2013
First Form ADV filing
J•••••• I••••••••• M••••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3d6b2e9-6f57-7068-5f6f-bf198fa49238
First observed: Dec 18, 2013
Last observed: May 2, 2014 150 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.