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K•••• P•••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

K•••• P•••••• S•••

Advisor at S• S•••••• R••••••••• S•••••••• L••

MONTVILLE, NJ

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Search this name across graphsid dfx:ria:e3e1b2f4-b720-6b11-c146-237032664a99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S• S•••••• R••••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S• S•••••• R••••••••• S•••••••• L••	State registered	Nov 5, 2014	n/a	yes	MONTVILLE, NJ	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Oct 11, 2024	Apr 9, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	n/a	Apr 9, 2025	n/a	n/a	Departure no registered destination	Departure
A••••••• P••••••••• A•••••••• I••	O•••• W•••••• I•••	Oct 11, 2024	Oct 11, 2024

Relationships

Registered with (6)

→ S• S•••••• R••••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 5, 2014 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Oct 11, 2024 to Apr 9, 2025factForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 11, 2019 to Oct 11, 2024factForm ADV
→ C••••• • A••••••••• I•••

Dated events

Occurred
Apr 9, 2025
Advisor departed, no destination yet
K•••• P•••••• S••• no longer registered at O•••• W•••••• I•••; no later IA registration on IAPD
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3e1b2f4-b720-6b11-c146-237032664a99
First observed: Mar 30, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.