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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

STEPHEN JOHN HANEY

Advisor at MODERA WEALTH MANAGEMENT, LLC

WAYNE, PA

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Search this name across graphsid dfx:ria:e3e72e50-133d-377b-5f74-c878d0b03cfd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 27, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERA WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66
First exam: Oct 5, 2012
First registration: Nov 27, 2012
Dual registered: no
IAPD individual key: 6071839

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERA WEALTH MANAGEMENT, LLC	Independent wealth	Jan 4, 2021	n/a	yes	WAYNE, PA	Current employment
INDEPENDENCE ADVISORS, LLC	Former SEC adviser	Dec 21, 2018	Jan 4, 2021	no	WAYNE, PA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Nov 18, 2014	Dec 11, 2018	no	BERWYN, PA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 25, 2013	Nov 18, 2014	no	NEWTOWN SQUARE, PA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 27, 2012	Feb 4, 2013	no	BALA CYNWYD, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENCE ADVISORS, LLC	MODERA WEALTH MANAGEMENT, LLC	Jan 4, 2021	Jan 4, 2021	0	Firm change	RIA to RIA
OSAIC FA, INC.	INDEPENDENCE ADVISORS, LLC	Dec 11, 2018	Dec 21, 2018	10	Firm change	Ibd to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	OSAIC FA, INC.	Nov 18, 2014	Nov 18, 2014	0	Firm change	Other
EQUITABLE ADVISORS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 4, 2013	Feb 25, 2013	21	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153687:155649:PA:2021-01-04	Jan 4, 2021	Jan 4, 2021	WAYNE, PA	Firm change

Relationships

Registered with (5)

→ MODERA WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 4, 2021 to presentfactForm ADV
→ INDEPENDENCE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 21, 2018 to Jan 4, 2021factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Nov 18, 2014 to Dec 11, 2018factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Feb 25, 2013 to Nov 18, 2014factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 27, 2012 to Feb 4, 2013factForm ADV

Dated events

No dated event names this entity yet.