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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

RAYMOND NICHOLAS CATONE

Advisor at LAS OLAS CAPITAL ADVISORS, LLC

FORT LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3e7e37d-b274-3743-edee-b78324e2e15c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Jul 21, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Raymond Nicholas Catone

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Raymond Nicholas Catone

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LAS OLAS CAPITAL ADVISORS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 2
Exams: S66|S63
First exam: Sep 11, 1995
First registration: Jul 21, 2010
Dual registered: yes, broker-dealer
Other names: RAYMOND CATONE
IAPD individual key: 2259396

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LAS OLAS CAPITAL WEALTH LLC	Mixed wealth	Apr 29, 2026	n/a	yes	FORT LAUDERDALE, FL	Current employment
LAS OLAS CAPITAL ADVISORS, LLC	Mixed wealth	Mar 20, 2017	n/a	yes	FORT LAUDERDALE, FL	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 7, 2012	Feb 17, 2017	no	MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|Miami, FL	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Jul 21, 2010	Mar 9, 2012	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	LAS OLAS CAPITAL ADVISORS, LLC	Feb 17, 2017	Mar 20, 2017	31	Firm change	Other
BARCLAYS CAPITAL INC.	CITIGROUP GLOBAL MARKETS INC.	Mar 9, 2012	Mar 7, 2012	-2	Firm change	Other

Relationships

Registered with (4)

→ LAS OLAS CAPITAL WEALTH LLCRegistered adviserregistration: current employment
Apr 29, 2026 to presentfactForm ADV
→ LAS OLAS CAPITAL ADVISORS, LLCRegistered adviserregistration: current employment
Mar 20, 2017 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 7, 2012 to Feb 17, 2017factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jul 21, 2010 to Mar 9, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3e7e37d-b274-3743-edee-b78324e2e15c
First observed: Jul 21, 2010
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RAYMOND NICHOLAS CATONE

Advisor at LAS OLAS CAPITAL ADVISORS, LLC

FORT LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3e7e37d-b274-3743-edee-b78324e2e15c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LAS OLAS CAPITAL WEALTH LLC

Mixed wealth

Apr 29, 2026

n/a

yes

FORT LAUDERDALE, FL

Current employment

LAS OLAS CAPITAL ADVISORS, LLC

Mixed wealth

Mar 20, 2017

n/a

yes

FORT LAUDERDALE, FL

Current employment

CITIGROUP GLOBAL MARKETS INC.

Bd affiliated wealth

Mar 7, 2012

Feb 17, 2017

MIAMI, FL|MIAMI, FL|MIAMI, FL|Miami, FL

Previous registration

BARCLAYS CAPITAL INC.

Former SEC adviser

Jul 21, 2010

Mar 9, 2012

MIAMI, FL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CITIGROUP GLOBAL MARKETS INC.

LAS OLAS CAPITAL ADVISORS, LLC

Feb 17, 2017

Mar 20, 2017

Firm change

Other

BARCLAYS CAPITAL INC.

CITIGROUP GLOBAL MARKETS INC.

Mar 9, 2012

Mar 7, 2012

-2

Firm change

Other