DFX Intelligence

Data Factory

J•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J•••• H•••••

Advisor at R•• C•••••• M••••••• L••

Chicago, IL | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3f06968-ed49-f1d7-964d-1fe6af7e1ba8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 27, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Mar 3, 2026	n/a	yes	CHICAGO, IL\|Chicago, IL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 7, 2024	Feb 22, 2026	no	EVANSTON, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	R•• C•••••• M••••••• L••	Feb 22, 2026	Mar 3, 2026	9	Firm change	Wirehouse to ibd
C•••••• S••••• • C••• I•••	J••• M••••• S••••••••• L••	Jan 10, 2024	Oct 7, 2024

Relationships

Registered with (4)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 7, 2024 to Feb 22, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 12, 2019 to Jan 10, 2024factForm ADV
→ M••••• S••••••

Dated events

Occurred
Feb 22, 2026
Advisor changed firm
J•••• H••••• left J••• M••••• S••••••••• L•• for R•• C•••••• M••••••• L•• (registered 2026-03-03)
Form ADVobserved 7 days ago
Occurred
Jan 10, 2024
Advisor changed firm
J•••• H••••• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2024-10-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3f06968-ed49-f1d7-964d-1fe6af7e1ba8
First observed: Aug 27, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.