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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

KYLE DAVID WINTER

Advisor at NATIONS FINANCIAL GROUP, INC.

Waterloo, IA | CEDAR RAPIDS, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3f23a1f-446e-9129-026c-91b4060e844e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIONS FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 9, 2003
First registration: Sep 24, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4600204

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIONS FINANCIAL GROUP, INC.	Independent wealth	Oct 11, 2016	n/a	yes	Waterloo, IA\|CEDAR RAPIDS, IA	Current employment
WINTRUST INVESTMENTS	Former SEC adviser	Feb 2, 2007	Oct 11, 2016	no	WATERLOO, IA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Sep 24, 2004	Jan 30, 2007	no	WAVERLY, IA\|WAVERLY, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WINTRUST INVESTMENTS	NATIONS FINANCIAL GROUP, INC.	Oct 11, 2016	Oct 11, 2016	0	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	WINTRUST INVESTMENTS	Jan 30, 2007	Feb 2, 2007	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
875:44181:IA:2016-10-11	Oct 11, 2016	Oct 11, 2016	WATERLOO, IA	Firm change

Relationships

Registered with (3)

→ NATIONS FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Oct 11, 2016 to presentfactForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Feb 2, 2007 to Oct 11, 2016factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Sep 24, 2004 to Jan 30, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3f23a1f-446e-9129-026c-91b4060e844e
First observed: Sep 24, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KYLE DAVID WINTER

Advisor at NATIONS FINANCIAL GROUP, INC.

Waterloo, IA | CEDAR RAPIDS, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3f23a1f-446e-9129-026c-91b4060e844e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

NATIONS FINANCIAL GROUP, INC.

Independent wealth

Oct 11, 2016

n/a

yes

Waterloo, IA|CEDAR RAPIDS, IA

Current employment

WINTRUST INVESTMENTS

Former SEC adviser

Feb 2, 2007

Oct 11, 2016

WATERLOO, IA

Previous registration

CUNA BROKERAGE SERVICES, INC.

Former SEC adviser

Sep 24, 2004

Jan 30, 2007

WAVERLY, IA|WAVERLY, IA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WINTRUST INVESTMENTS

NATIONS FINANCIAL GROUP, INC.

Oct 11, 2016

Firm change

Other

CUNA BROKERAGE SERVICES, INC.

WINTRUST INVESTMENTS

Jan 30, 2007

Feb 2, 2007

Firm change

Other

Team

Left

Joined

From

Kind

875:44181:IA:2016-10-11

Oct 11, 2016

WATERLOO, IA

Firm change