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Advisor at D.A. DAVIDSON & CO.
Bedford, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | Sep 22, 2021 | n/a | yes | Bedford, VA | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | Sep 28, 2021 | no | ATLANTA, GA | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2013 | Feb 17, 2021 | no | BEDFORD, VA|RICHMOND, VA | Previous registration |
| SCOTT & STRINGFELLOW, LLC | Former SEC adviser | Jun 23, 2010 | Jan 2, 2013 | no | ROANOKE, VA|BEDFORD, VA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 8, 2010 | no | BEDFORD, VA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 3, 2007 | Jun 1, 2009 | no | BEDFORD, VA | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Sep 7, 2004 | Jul 12, 2007 | no | ROANOKE, VA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | D.A. DAVIDSON & CO. | Sep 28, 2021 | Sep 22, 2021 | -6 | Firm change | Ibd to RIA |
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| SCOTT & STRINGFELLOW, LLC | BB&T SECURITIES, LLC | Jan 2, 2013 | Jan 2, 2013 | 0 | Bulk transfer | Other |
| MORGAN STANLEY | SCOTT & STRINGFELLOW, LLC | Jul 8, 2010 | Jun 23, 2010 | -15 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| SIGNATOR INVESTORS, INC. | CITIGROUP GLOBAL MARKETS INC. | Jul 12, 2007 | Jul 3, 2007 | -9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:199:GA:2021-09-23 | Sep 28, 2021 | Sep 22, 2021 | ATLANTA, GA | Firm change |